ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/11/2012 | 2012/BS/124 | Summary of conclusions BoS meeting 11/09/12 | Board of Supervisors | Reference | PDF 256.01 KB |
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| 15/11/2012 | 2012/BS/96 | Summary of conclusions BoS meeting 19/06/12 | Board of Supervisors | Reference | PDF 302.09 KB |
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| 19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
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| 27/08/2012 | 2012/BS/88 | Amended rules of procedure for the BoS | Board of Supervisors | Reference | PDF 156.75 KB |
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| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 25/07/2012 | 2012/478 | ESMA MiFID database- description of webservice | MiFID - Secondary Markets | Reference | PDF 123.71 KB |
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases. | |||
| 29/06/2012 | 2012/BS/66 | Board of Supervisors meeting on 17 April 2012 | Board of Supervisors | Reference | PDF 251.54 KB |
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| 29/06/2012 | 2012/BS/46 | Board of Supervisors meeting on 20 March 2012 | Board of Supervisors | Reference | PDF 240.14 KB |
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| 20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
| 24/04/2012 | 2012/BS/29 | Board of Supervisors meeting on 14 February 2012 | Board of Supervisors | Reference | PDF 257.22 KB |
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| 01/03/2012 | 2012/BS/5 | Board of Supervisors meeting on 18 January 2012 | Board of Supervisors | Reference | PDF 189.43 KB |
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| 01/03/2012 | 2012/BS/4 | Board of Supervisors meeting on 20 December 2011 | Board of Supervisors | Reference | PDF 258.17 KB |
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| 13/02/2012 | 2011/BS/234 | Summary of conclusions- Board of Supervisors conference call on 23 November 2011 | Board of Supervisors | Reference | PDF 22.39 KB |
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| 13/02/2012 | 2011/BS/233 | Summary of conclusions- Board of Supervisors meeting of 8 November 2011 | Board of Supervisors | Reference | PDF 121.56 KB |
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| 02/12/2011 | 2011/BS/209 | Summary of conclusions- Board of Supervisors meeting on 20 September 2011 | Board of Supervisors | Reference | PDF 119.95 KB |
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| 02/12/2011 | 2011/BS/180 | Summary of conclusions- Board of Supervisors conference calls on 25 and 28 July 2011 | Board of Supervisors | Reference | PDF 98.62 KB |
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| 02/12/2011 | 2011/BS/179 | Summary of conclusions- Board of Supervisors meeting on 11-12 July 2011 | Board of Supervisors | Reference | PDF 55.2 KB |
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| 22/07/2011 | 2011/BS/141 | Summary of conclusions- Board of Supervisors meeting of 12 April 2011 | Board of Supervisors | Reference | PDF 139.03 KB |
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| 22/07/2011 | 2011/BS/142 | Summary of conclusions- Board of Supervisors meeting of 25 May 2011 | Board of Supervisors | Reference | PDF 117.04 KB |
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