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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
22/12/2014 JC/GL/2014/01/SK Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) , Guidelines & Recommendations XLSX
65.22 KB
22/12/2014 JC/GL/2014/01/SL Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog , Guidelines & Recommendations XLSX
82.26 KB
22/12/2014 JC/GL/2014/01/SV Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 , Guidelines & Recommendations XLSX
62.26 KB
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
280.37 KB
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.
07/11/2013 MARKT/G2/PSDM/bh (2013) 3663122 EC letter to ESMA on reporting of ETDs Reference PDF
430.71 KB
31/07/2014 Markt/G3/GW/bh ARES(2014) EC letter to ESMA on classification of financial instruments Letter PDF
60.84 KB

The European Commission has written to ESMA regarding the definition of a financial instrument relating to foreign currency (FX contract).

24/02/2015 MOC ESMA JFSA MoC ESMA and JFSA regarding CCPs Reference PDF
767.27 KB
20/07/2017 MoU ESMA SEBI MoU on CCPs between ESMA and SEBI , Reference PDF
425.15 KB
26/11/2015 MoU ESMA-SFC MoU ESMA-SFC indirect access to TR data Reference PDF
537.43 KB
07/01/2016 MoU for Alberta Canada Signed MoU for Alberta Canada Reference PDF
169.77 KB
01/06/2016 MoU for Australia Signed MoU for Australia Reference PDF
653.84 KB
26/01/2016 MoU for Mexico Signed MoU for Mexico (CNBV) Reference PDF
128.44 KB
07/01/2016 MoU for Quebec, Ontario, Manitoba - Canada Signed MoU for Quebec, Ontario, Manitoba- Canada Reference PDF
5.7 MB
26/01/2016 MoU for South Africa Signed MoU for South Africa (FSB) Reference PDF
175.99 KB
22/03/2016 MoU for South Korea Signed MoU for South Korea Reference PDF
151.46 KB
07/01/2016 MoU for Switzerland Signed MoU for Switzerland Reference PDF
169.92 KB
06/06/2016 MoU for USA Signed MoU for TC-CCPs for USA Reference PDF
162.79 KB
18/04/2017 MOU RBNZ ESMA MoU on CCP supervision with Reserve Bank and Financial Markets Authority of New Zealand Reference PDF
490.43 KB
20/03/2017 moudfsa MoU on CCP supervision with Dubai Financial Supervisory Authority Reference PDF
391.12 KB
20/03/2017 mourbi MoU on CCP supervision with Reserve Bank of India Reference PDF
400.32 KB