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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/02/2001 01-007 Press release- FESCO consultative paper on the "Harmonisation of Core Conduct of Business Rules for Investors Protection" , Press Release PDF
38.02 KB

FESCO agrees to start a consultation on a new paper on "the Harmonisation of Core Conduct of Business Rules for Investors Protection" (ref. FESCO/00-124b). This paper complements the paper adopted in March 2000 on the categorisation of investors for the purpose of conduct of business rules. The elaboration of these documents is a significant contribution to the EU Action Plan for Financial Services. The document is open to public consultation for a period of 3 months.

01/02/2001 00-124b Consultative Paper on "the Harmonisation of Core Conduct of Business Rules for Investor Protection" Consultation Paper PDF
951.84 KB
FESCO has adopted in March 2000 a paper on the "Implementation of article 11 of the ISD: Categorisation of investors for the purpose of conduct of business rules" (00-FESCO-A) and agreed to start a consultation on a new paper on "The harmonisation of core conduct of business rules for investor protection" (ref. FESCO/00-124b). These two documents are intended to be complementary and part of the same exercise, aimed at providing a harmonised framework for the provision of investment services throughout EEA. First, intermediaries have to categorise their clients on the basis of the criteria laid down in the FESCO document, then, depending on the outcome, either the retail or the professional regime will apply. The elaboration of these documents is a significant contribution to the EU Action Plan for Financial Services developed by the European Commission and will contribute to enhancing investor confidence and, therefore, to the implementation of efficient and transparent financial Markets in Euope. The document is open to public consultation for a period of 3 months.
17/01/2001 01-002 Press release- A European Passport for Issuers, A Report for the EU Commission Press Release PDF
35.63 KB
In the frame of the Financial Services Action Plan, FESCO has issued a report for the EU Commission containing proposals to improve cross border offering. The proposals in this paper would deliver the objective of home State control of the prospectus for cross-border offerings while, at the same time, maintaining appropriate protection for investors.
20/12/2000 00-138b A European Passport for Issuers- Report to the European Commission Final Report PDF
355 KB
15/11/2000 Fesco/99-127 1999-2000 Report on the activities of FESCO Annual Report PDF
378.9 KB
25/09/2000 Compilation-offering Status of implementation of the standards for participants in an offering Final Report PDF
569.8 KB
25/09/2000 00-094b Press release- FESCO proposes new common regulatory responses for the European Simple Market for Financial Services Press Release PDF
21.63 KB
The members of FESCO have decided to publish two key papers contributing to the EU Action Plan for Financial Services :
01/09/2000 00-099b Stabilisation and Allotment: «A European Supervisory approach» Speech PDF
68.35 KB
With this paper, FESCO proposes : (1) a harmonised regulatory treatment of stabilisation practices by way of defining a
29/06/2000 00-096l A European Regime Against Market Abuse Final Report PDF
70.68 KB
10/05/2000 00-055b Press release- FESCO proposes to create a passport for European issuers , Press Release PDF
13.94 KB

In order to facilitate European Companies to make EU-wide based offers or listing in Europe, FESCO proposes to create a passport for European issuers. The paper proposes a cross-border use of the Shelf Registration system in the EU and explores other possibilities to facilitate the mutual recognition of prospectuses. The paper is open for public consultation for a period of 3 months.

10/05/2000 99-098e FESCO Proposes the creation of a European passport for issuers Final Report PDF
290.32 KB

In order to facilitate European Companies to make EU-wide based offers or listing in Europe, FESCO proposes to create a passport for European issuers. The paper proposes a cross-border use of the Shelf Registration system in the EU and explores other possibilities to facilitate the mutual recognition of prospectuses

15/03/2000 00-FESCO-A Implementation of Article 11 of the ISD: Categorisation of investors for the purpose of Conduct of Business Rules CESR Document PDF
62.07 KB
15/03/2000 00-040 Press release- FESCO agrees on an European definition of "Professional investors" , Press Release PDF
17.44 KB

A common categorisation of investors for the application of Rules on Investor Protection is a major contribution to a common regulation of the European Single Market for financial services.