ESMA LIBRARY
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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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17/11/2017 | ESMA22-106-474 | SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 771.46 KB |
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19/03/2018 | ESMA22-106-911 | SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 300.8 KB |
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15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
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06/09/2019 | ESMA22-961920 | SMSG response to surve on Short Termism | Securities and Markets Stakeholder Group | SMSG Advice | PDF 243.34 KB |
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06/11/2019 | ESMA22106-2002 | SMSG advice on ESMA’s CP on the MiFID II compliance function | Securities and Markets Stakeholder Group | SMSG Advice | PDF 212.25 KB |
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10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
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15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
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10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
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09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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13/07/2015 | SMSG 09/07/15 | SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 781.74 KB |
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20/12/2019 | SMSG ESMA20-06-2053 | Joint position paper from the ESA stakeholder groups on the ESA review | Securities and Markets Stakeholder Group | SMSG Advice | PDF 283.55 KB |
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