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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/03/2005 05-164 Annex 8 Annex 8 to the Consultation document: Data on Shares subject to Article 27 of the MiFID Consultation Paper PDF
156.32 KB
06/10/2017 ESMA65-316-2646 Annex 8- Final Report Template Reference PDF
215.19 KB
06/10/2017 ESMA65-316-2269 Annex 9- Transfer of funds request (FIRDS and TRACE Projects) Reference PDF
251.66 KB
31/10/2016 2016/1529 ANNEX Annex I- Template for the assessment of collective suitability , Reference XLSX
54.43 KB
28/09/2015 2015-ESMA-1464 Annex II Annex II- CBA- draft RTS and ITS on MiFID II and MiFIR Final Report PDF
5.07 MB
23/12/2015 2015/1911 Annex III- Draft ISO 20022 message specification Reference ZIP
1.13 MB
01/07/2009 09-058a Annex to CESR's report on the mapping of supervisory powers, administrative and criminal sanctioning regimes of Member States in relation to the Transparency Directive (TD) Final Report PDF
1.04 MB
22/12/2009 09-1026 Annex to CESR’s technical advice on the level 2 measures related to the format and content of KID disclosures for UCITS: methodology for the calculation of the synthetic risk and reward indicator Final Report PDF
230.14 KB
12/10/2020 ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 , , , , Reference PDF
350.51 KB
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Reference XLSX
54.8 KB
12/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
62.23 KB
19/12/2014 2014/1569 Annex Annex to Technical Advice on MiFID II and MiFIR- investor protection topics Reference PDF
962.39 KB
03/11/2009 09-1047 Annex- CESR Work Programme 2010 Reference PDF
99.21 KB
02/05/2016 2016/666 ANNEX Annex- Opinion on draft RTS 2 non-equity transparency Opinion PDF
633.28 KB
30/05/2016 2016/730 ANNEX Annex- Opinion on draft RTS 20 on ancillary activity Opinion PDF
220.42 KB
02/05/2016 2016/668 ANNEX Annex- Opinion on draft RTS 21 position limits Opinion PDF
124.02 KB
01/12/2002 02-286 Annexe 1-12 Annexes to the addendum (Ref. CESR/02-286) to the Consultation Paper on possible implementing measures of the proposed Prospectus Directive Consultation Paper PDF
1.86 MB
Annexes to the Addendum (Ref. CESR/02-286) to the consultation paper on possible detailed technical measures to implement the proposed Directive on Prospectus to be published when securities are offered to the public or admitted to trading.
12/01/2012 2012/3 Annual report on the application of the Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010 Final Report PDF
141.98 KB
This is the first report under the new CRA regulation, however, please note that CESR published a report about the application of the Regulation in the EU and, in particular, on the implementation of the requirements established in Annex I of the Regulation on 6 December 2010 (CESR/10-1424), according to Article 21(4) of the Regulation which was subsequently amended by Regulation No (EC) 513/2011. At the time of publication, 16 CRA's have been registered.
18/03/2013 2013/308 Annual report on the application of the Regulation on credit rating agencies- 2012 Final Report PDF
601.08 KB
This is the second annual report on the application of the Credit Rating Agencies Regulation. 
27/02/2019 BoA D 2019 01, 02, 03 and 04 Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority Decision PDF
829.04 KB