ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/09/2010 10-918 Feedback statement- CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries CESR Document PDF
376.25 KB
30/08/2010 10-944 CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Document PDF
272.32 KB
30/08/2010 10-945 CESR’s Guidance on common standards for assessment of compliance of credit rating methodologies with the requirements set out in Article 8.3 CESR Document PDF
258.93 KB
19/05/2010 10/049 Guidelines- Common definition of European money market funds CESR Document PDF
206.83 KB
23/03/2011 2011/67 Feedback statement- Consultation Paper on proposed amendments to CESR , CESR Document PDF
384.63 KB
29/06/2012 2012/415 Call for Evidence on Empty Voting , CESR Document PDF
275.66 KB
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present.
20/03/2013 2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies , , CESR Document PDF
265.19 KB
24/09/2008 3L3 19/09 M&A Guidelines for the prudential assessment of Mergers and Acquisitions- slides presented at the open hearing on 19 September 2008 CESR Document PDF
237.02 KB
30/04/2008 3L3 IA FS Feedback statement- Impact assessment guidelines for EU Lamfalussy level 3 Committees CESR Document PDF
170.64 KB
30/04/2008 3L3 IA guidelines Impact assessment guidelines for EU Lamfalussy level 3 committees CESR Document PDF
629.67 KB
28/06/2005 CESR-CFTC Feedback Feedback Statement on the Proposed Work Program to Facilitate Trans-Atlantic Derivatives Business CESR Document PDF
70.23 KB
20/12/2010 CESR/10-1321 CESR’s template for the Key Investor Information document CESR Document PDF
108.44 KB

Pages