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ESMA35-43-2900 |
Supervisory briefing in relation to firms using tied agents in the MiFID II framework |
Investor protection |
Reference |
DOWNLOAD 198.53 KB |
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ESMA70-451-110 |
Letter to the EC - Clearing obligation for PSAs |
Post Trading |
Letter |
DOWNLOAD 306.49 KB |
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JC 2021 95 |
List of Financial Conglomerates 2021 |
Joint Committee |
Reference |
DOWNLOAD 420.9 KB |
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ESMA35-43-2183 |
Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 161.56 KB |
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ESMA70-156-5292 |
Trading Venues with the Highest Turnover for Bonds |
Post Trading |
Reference |
DOWNLOAD 2.18 MB |
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ESNA91-372-1706 |
Final report - Draft RTS on calculation and maintenance of own resources |
CCP |
Final Report |
DOWNLOAD 1.03 MB |
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ESMA91-372-1705 |
Final report - Draft RTS on conditions for recompense |
CCP |
Final Report |
DOWNLOAD 695.15 KB |
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ESMA91-372-1704 |
Final report - Guidelines on restrictions following a non-default event |
CCP |
Final Report |
DOWNLOAD 691.51 KB |
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ESMA91-372-1703 |
Final report - Draft RTS on recovery factors art 10(12) |
CCP |
Final Report |
DOWNLOAD 847.29 KB |
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ESMA91-372-1702 |
Final report - Guidelines on CCP recovery plan indicators |
CCP |
Final Report |
DOWNLOAD 527.18 KB |
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ESMA91-372-1701 |
Final report - Guidelines on CCP recovery plan scenarios |
CCP |
Final Report |
DOWNLOAD 554.85 KB |
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ESMA91-372-1700 |
Final report - Guidelines on Early Intervention Measures |
CCP |
Final Report |
DOWNLOAD 938.29 KB |
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ESMA80-416-20 |
Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies |
Final Report |
DOWNLOAD 282.39 KB |
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JC 2022 03 |
Joint ESAs thematic repository of national financial education initiatives on digitalisation |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 4.99 MB |
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ESAs Financial Education event |
Joint ESAs high-level conference on financial education |
Joint Committee, Investor protection |
Reference |
DOWNLOAD 258.84 KB |
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ESMA 80-416-252 |
Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies |
Reference |
DOWNLOAD 622.67 KB |
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ESMA70-156-4978 reply form |
Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
Reference |
DOWNLOAD 418.16 KB |
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ESMA70-156-4978 |
Consultation Paper on the Opinion on Trading Venue perimeter |
Investor protection, Trading, Trading |
Consultation Paper |
DOWNLOAD 565.29 KB |
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ESMA 80-416-228 |
Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 481.87 KB |
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ESMA22-106-3714 |
Summary of conclusions Board of Supervisors - 17 November 2021 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 187.47 KB |
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