ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1060
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X European Single Electronic Format X Guidelines and Technical standards X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/10/2014 2014/VAC27/FGIII Vacancy Notice- Procurement Assistant (Deadline: 09/11/2014) Guidelines & Recommendations PDF
181.93 KB
The application must include both CV and motivation letter in English (working language of ESMA); Application documents must be sent to vacancies@esma.europa.eu by the specified deadline, indicated in the vacancy notice; Application documents must be marked accordingly with the reference number of the vacancy notice, and CV must be submitted in the European format (see templates below): CV in the European (Europass) format11, saved as: ESMA_2014_VAC27_FGIII_FAMILY NAME_First name_CVExample: ESMA_2014_VAC27_FGIII_SMITH_Anna_CV Motivation letter of no more than 2 pages, explaining the interest and motivation of the candidate for this particular post, saved as: ESMA_2014_VAC27_FGIII_FAMILY NAME_First name_Motivation letterExample: ESMA_2014_VAC27_FGIII_SMITH_Anna_Motivation letter Further information regarding rights, conditions of employment and benefits can be found at the following links: http://www.esma.europa.eu/page/Working-ESMA-1http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=CONSLEG:1962R0031:...Deadline: 9 November 2014.
03/10/2014 2014/VAC26/AD7 Vacancy notice- Senior Officer – Financial Reporting (deadline: 16/11/2014) Guidelines & Recommendations PDF
209 KB
Applicants must apply via email by sending the following two documents to vacancies@esma.europa.eu1. a detailed curriculum vitae in European format, saved as follows:ESMA_2014_VAC26_FGIV_FAMILY NAME_First name_CVExample: ESMA_2014_VAC26_FGIV_SMITH_Anna_CV2. a motivation letter, saved as follows:ESMA_2014_VAC26_FGIV_FAMILY NAME_First name_MotivationExample: ESMA_2014_VAC26_FGIV_SMITH_Anna_MotivationIndicating in the subject line:ESMA_2014_VAC26_FGIV_FAMILY NAME_First nameExample: ESMA_2014_VAC26_FGIV_SMITH_AnnaFor further details on the ESMA’s recruitment procedure, please consult the Candidate Guidelinedocument published on the ESMA website: http://www.esma.europa.eu/system/files/2013-1450_candidate_guidelines.pdfDeadline: 16 November 2014.
29/11/2013 2013/998 ET Vastastikuse mõistmise memorandumi näidise suunised, milles käsitletakse alternatiivsete investeerimisfondide valitsejate direktiiviga hõlmatud üksuste järelevalvega seotud konsultatsioone, koostööd ja teabevahetust , Guidelines & Recommendations PDF
237.8 KB
22/09/2017 ESMA71-319-53 Verena Ross Keynote AFME Compliance and Legal Conference , Speech PDF
236.94 KB
28/11/2018 ESMA35-43-1376 Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference , Speech PDF
247.6 KB
01/10/2013 2013/606 DE Vergütungsgrundsätze und-verfahren (MiFID) , Guidelines & Recommendations PDF
331.96 KB
25/08/2014 JC/2014/43 lt Vertybinių popierių (ESMA) ir bankų (EBI) sektorių skundų nagrinėjimo gairės , Reference PDF
153.6 KB

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published today their Joint Committee final Report on guidelines for handling consumer complaints in the securities and banking sectors. The document aims to increase market confidence and for the benefit of consumers and firms alike it will ensure a harmonised approach to handling complaints for all 28 EU Member States and across all financial services sectors.The final report published today is part of the efforts of the European Supervisory Authorities to bring further supervisory convergence across the securities and banking sectors. It was developed on the basis of the existing complaints-handling guidelines established by EIOPA (the European Insurance and Occupational Pensions Authority) for the insurance sector. The report was launched for a public consultation last year and this final version takes into consideration the feedback received.ESMA and the EBA consider that these guidelines will ensure a consistent approach to complaints-handling across the EU. Consumers can purchase financial services and products in the investment, banking and insurance sectors across the entire EU Single Market and these guidelines will allow them to refer to a single set of complaints-handling arrangements. EU consumers will therefore be able to rely on the same approach irrespective of what type of product they have purchased and where they have purchased it.In addition to strengthening consumer protection -a key statutory objective for ESMA and for the EBA-, the guidelines will also allow firms, some of which sell products from more than one sector across the EU, to streamline and standardise their own complaints-handling arrangements. National regulators too will be able to supervise the same harmonised requirements across all sectors of financial services in their own jurisdictions.The guidelines will be translated into the official languages of the European Union (EU) and they will become applicable two months after the date of publication of their translations.

19/11/2018 ESMA32-60-403 Video Tutorial on the European Single Electronic Format- Script Reference PDF
166.3 KB
02/04/2013 2013/74 NL Vrijstelling voor activiteiten van marketmakers en handelingen op de primaire markt krachtens Verordening (EU) nr. 236/2012 van het Europees Parlement en de Raad betreffende short selling en bepaalde aspecten van kredietverzuimswaps , Guidelines & Recommendations PDF
524.15 KB
02/04/2013 2013/74 CS Výjimka pro činnosti v rámci tvorby trhu a operace na primárním trhu podle nařízení Evropského parlamentu a Rady (EU) č. 236/2012 ze dne 14. března 2012 o prodeji na krátko a některých aspektech swapů úvěrového selhání , Guidelines & Recommendations PDF
516.53 KB
02/04/2013 2013/74 SK Výnimka pre činnosti tvorby trhu a operácie na primárnom trhu podľa nariadenia Európskeho parlamentu a Rady (EÚ) č. 236/2012 o predaji nakrátko a určitých aspektoch swapov na úverové zlyhanie , Guidelines & Recommendations PDF
598.56 KB
25/07/2016 2016/1166 Warning about CFDs, binary options and other speculative products , Investor Warning PDF
149.13 KB
22/12/2014 JC/GL/2014/01 PL Wspólne wytyczne w zakresie konwergencji praktyk nadzorczych dotyczących spójności ustaleń koordynacyjnych w zakresie nadzoru nad konglomeratami finansowymi , Guidelines & Recommendations PDF
301.46 KB
17/12/2012 2011/188 PL Współpraca i przekazywanie zadań pomiędzy Europejskim Urzędem Nadzoru Giełd i Papierów Wartościowych, właściwymi organami i właściwymi organami sektorowymi na mocy rozporządzenia (UE) nr 513/2011 w sprawie agencji ratingowych Guidelines & Recommendations PDF
209.89 KB
Współpraca i przekazywanie zadań pomiędzy Europejskim Urzędem Nadzoru Giełd i Papierów Wartościowych, właściwymi organami i właściwymi organami sektorowymi na mocy rozporządzenia (UE) nr 513/2011 w sprawie agencji ratingowych
18/12/2012 2012/832 PL Wytyczne dotyczące funduszy typu ETF i innych kwestii związanych z UCITS Guidelines & Recommendations PDF
348.73 KB
Wytyczne dotyczące funduszy typu ETF i innych kwestii związanych z UCITS
01/08/2014 2014/937 pl Wytyczne dotyczące funduszy typu ETF i innych kwestii związanych z UCITS , Guidelines & Recommendations PDF
353.84 KB
This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
23/06/2015 2015/609 PL Wytyczne dotyczące informacji okresowych, które agencje ratingowe są zobowiązane przekazywać ESMA Guidelines & Recommendations PDF
339.89 KB
PL - Tłumaczenie wykonane przez Centrum Tłumaczeń dla Organów Unii Europejskiej.
29/11/2013 2013/998 PL Wytyczne dotyczące modelowego protokołu ustaleń w sprawie konsultacji, współpracy i wymiany informacji związanych z nadzorem nad podmiotami, których dotyczy dyrektywa w sprawie ZAFI , Guidelines & Recommendations PDF
252.73 KB
08/08/2014 2014/869 PL Wytyczne dotyczące obowiązków sprawozdawczych na podstawie art. 3 ust.3 lit. d) oraz art.24 ust.1, 2 i. 4 dyrektywy w sprawie ZAFI Guidelines & Recommendations PDF
754.18 KB
25/08/2014 JC/2014/43 pl Wytyczne dotyczące obsługi reklamacji dla sektora papierów wartościowych (ESMA) i sektora bankowości (EUNB) , Guidelines & Recommendations PDF
210.55 KB
The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published today their Joint Committee final Report on guidelines for handling consumer complaints in the securities and banking sectors. The document aims to increase market confidence and for the benefit of consumers and firms alike it will ensure a harmonised approach to handling complaints for all 28 EU Member States and across all financial services sectors.The final report published today is part of the efforts of the European Supervisory Authorities to bring further supervisory convergence across the securities and banking sectors. It was developed on the basis of the existing complaints-handling guidelines established by EIOPA (the European Insurance and Occupational Pensions Authority) for the insurance sector. The report was launched for a public consultation last year and this final version takes into consideration the feedback received.ESMA and the EBA consider that these guidelines will ensure a consistent approach to complaints-handling across the EU. Consumers can purchase financial services and products in the investment, banking and insurance sectors across the entire EU Single Market and these guidelines will allow them to refer to a single set of complaints-handling arrangements. EU consumers will therefore be able to rely on the same approach irrespective of what type of product they have purchased and where they have purchased it.In addition to strengthening consumer protection -a key statutory objective for ESMA and for the EBA-, the guidelines will also allow firms, some of which sell products from more than one sector across the EU, to streamline and standardise their own complaints-handling arrangements. National regulators too will be able to supervise the same harmonised requirements across all sectors of financial services in their own jurisdictions.The guidelines will be translated into the official languages of the European Union (EU) and they will become applicable two months after the date of publication of their translations.