ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
960
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Credit Rating Agencies X Corporate Information X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/01/2018 ESMA80-196-954 Thematic Report- On fees charged by Credit Rating Agencies and Trade Repositories Credit Rating Agencies, Trade Repositories Report PDF
1.14 MB
08/02/2018 ESMA80-199-153 ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme Credit Rating Agencies Annual Report PDF
1.03 MB
19/02/2019 ESMA80-199-273 ESMA supervision 2019 work plan and annual report 2018 Credit Rating Agencies Annual Report PDF
622.46 KB
07/10/2019 ESMA90-1-167 Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC Statement PDF
179.84 KB
28/03/2019 ESMA90-1-83 Brexit Update March 2019 Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories Statement PDF
121.13 KB
15/12/2010 EU 1092/2010 Regulation establishing the ESRB Corporate Information Reference PDF
944.87 KB
15/12/2010 EU 1095/2010 Regulation establishing ESMA Corporate Information Reference PDF
475.77 KB		 Amended by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014
20/01/2016 EU Agencies 2015 EU Agencies- working for you Corporate Information Reference PDF
2.8 MB

This brochure provides an overview of the breadth and depth of work carried out by the various specialist EU agencies. It clearly underlines their combined added-value, and how they are working to help make Europe more competitive and a better place to live and work.

 defr
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates Joint Committee, MiFID - Investor Protection Reference PDF
146.29 KB
23/12/2014 JC/DP/2014/01 Discussion Paper- The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Credit Rating Agencies, Joint Committee Consultation Paper PDF
538.9 KB
03/03/2016 Mifid mapping Mapping- fields in MiFID systems MiFID - Secondary Markets Reference XLSX
9.54 KB

This document provides a mapping of the fields between the old MiFID database http://mifiddatabase.esma.europa.eu/ and the lists available on the Registers portal http://registers.esma.europa.eu/publication/ 
19/07/2013 MOU ACER ESMA MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market MiFID - Secondary Markets Reference PDF
207.61 KB
19/07/2012 MOU Canada ESMA MOU on the supervision of CRAs- ESMA and Canadian authorities Credit Rating Agencies, International cooperation Reference PDF
139.68 KB
19/07/2012 MOU CNV ESMA MOU on the supervision of CRAs- ESMA and CNV Argentina Credit Rating Agencies, International cooperation Reference PDF
169.13 KB
18/02/2013 MOU ESMA/DFSA MOU on the supervision of CRAs- ESMA and Dubai FSA Credit Rating Agencies, International cooperation Reference PDF
181.09 KB
30/06/2016 MOU FSB ESMA MoU on the supervision of CRAs- ESMA and FSB South Africa Credit Rating Agencies, International cooperation Reference PDF
504.28 KB
19/07/2012 MOU SEC ESMA MOU on the supervision of CRAs- ESMA and SEC Credit Rating Agencies, International cooperation Reference PDF
306.87 KB
19/07/2012 MOU SFC ESMA MOU on the supervision of CRAs- ESMA and SFC Hong Kong Credit Rating Agencies, International cooperation Reference PDF
497.63 KB
01/07/2015 Organisation Chart ESMA Organigramme Corporate Information Reference PDF
81.02 KB

This organigramme represents the current structure of ESMA. 
22/06/2018 Reply to ESMA70-154-5851 Letter from Commission VP Dombrovskis answer to ESMA letter on MiFID II ancillary activity (ESMA70-154-5851) MiFID - Secondary Markets Letter PDF
743.74 KB

Pages