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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/07/2009 09-212 Summary of CESR’s self assessment of the implementation of Standard No 2 on financial information – Coordination of enforcement activities Final Report PDF
719.48 KB
01/04/2008 08-113 Summary of CESR’s self assessment of the implementation of the guidelines to simplify the notification procedure of UCITS Final Report PDF
1.02 MB
20/11/2007 07-753 Summary of key points for retail investors arising from CESR consultation on key investor information disclosures for UCITS Final Report PDF
87.32 KB
17/10/2008 08-514b Summary of responses to Questionnaire on Transposition of the Transparency Directive Final Report PDF
84.13 KB
28/10/2004 04-349 Summary of responses to the consultation on the Role of CESR at “Level 3” Under the Lamfalussy Process Final Report PDF
120.6 KB
20/04/2002 02-060 Summary of responses to the second consultation on Stabilisation and Allotment Final Report PDF
79.95 KB
01/08/2002 02-159 Summary of the responses to the ESCB/CESR call for contributions on European clearing and settlement systems Final Report PDF
60.37 KB
03/05/2004 04-207 Summary of the responsibilities of the new authorities joining CESR. Annex to Press Release ref:CESR/04-203 Press Release PDF
120.94 KB
10/05/2006 06-185 Summary of the self-assessments regarding the implementation of Standard N°1 on Financial Information Final Report PDF
1.14 MB
To view the full results of hte self-assessments, please go to the section Review Panel Assessment
23/05/2006 06-182 Summary report of the Review Panel’s Review of CESR Members Implementation of CESR’s guidelines on the transitional provisions of the amending UCITS Directives Final Report PDF
506.19 KB
01/07/2009 09-472 Supplementary report on the programmes of Canada, India and South Korea to converge with or adopt IFRS, on the level of application of Chinese accounting standards by Chinese issuers and on the use of third county GAAPs Final Report PDF
2.67 MB
05/07/2005 05-230b Technical advice on equivalence of certain third country GAAP and International Financial Reporting Standards Final Report PDF
1.01 MB
CESR publishes today its final technical advice (Ref. CESR 05-230b) for the European Commission on equivalence between Canadian, Japanese and US General Accepted Accounting Practices (GAAP) and International Accounting Standards /International Financial Reporting Standards (IAS/IFRS). CESR
09/08/2007 07-284b Technical advice on Non-equities transparency Final Report PDF
177.29 KB
13/12/2005 05-735 Tenth meeting of the Market Participants Consultative Panel Final Report PDF
132.93 KB
31/07/2014 JC/2014/062 Annex (Press Release) The Joint Committee of the ESAs remind financial institutions of their responsibilities when placing their own financial products with consumers , Press Release PDF
315.73 KB
The Joint Committee of the ESAs reminds financial institutions of their responsibilities when placing their own financial products with consumers. ESMA underlines risks from investing in contingent convertible instruments (CoCos). The Joint Committee of the European Supervisory Authorities (EBA, EIOPA and ESMA) published a reminder to banks and insurance companies across the EU on the consumer protection requirements that apply to certain financial instruments they issue. In addition, ESMA highlighted specific risks posed to investors by contingent convertible instruments (CoCos).
04/07/2003 03-175c Third Meeting of the CESR Market Participants Consultative Panel Final Report PDF
1.08 MB
Public statement on the Third meeting of the CESR Market Participants Consultative Panel held on 12th June 2003 in Paris.
15/02/2005 US Equivalence USA reponse to questionnaire on GAAP Equivalence Final Report PDF
838.27 KB
22/03/2005 US Enforcement USA response to CESR survey on Enforcement Mechanisms Final Report PDF
3.83 MB
15/06/2005 05-415 annex Visit of US Treasury Secretary John Snow to CESR- photograph Press Release PDF
1.87 MB
From left to right: US Treasure Secretary John Snow, CESR Chairman Arthur Docters van Leeuwen, CESR Vice-Chairman Kaarlo J
17/02/2016 2016/300 Warning- Unauthorised use of ESMA’s identity and logo , Press Release PDF
149.72 KB

Unauthorised use of ESMA’s identity and logo

The European Securities and Markets Authority (ESMA) has been informed that its identity and logo have been used in communications targeting company employees in order to request the transfer of company money.

In addition, ESMA has been informed that attempts were made to use the name of a senior member of ESMA staff also for the purpose of fraudulent scams targeting a savings bank and a listed issuer.

Please note that all references to ESMA or any ESMA employees in these communications, which do not originate from ESMA, are entirely false and have been made without ESMA’s knowledge or consent.

In order to protect yourself against these unauthorised communications, ESMA advises you:

  • To check whether the e-mail received is genuine;
  • To inform your superior in case of suspicious e-mails;
  • To contact ESMA if any suspicion arises;
  • To contact the police;

Be aware that fraudsters might use ESMA’s name, logo or the name of an ESMA staff member, a bogus website which appears to be that of ESMA, and/or make bogus references to people said to work in ESMA. Be aware of the following when making your checks:

  • ESMA is a European Supervisory Authority established by a Regulation of the European Parliament and of the Council;
  • ESMA is based in Paris, France and has no affiliates or branch offices elsewhere;
  • ESMA’s emails end with the address @esma.europa.eu;
  • ESMA’s telephone number begins with the prefix +33 for France, no other prefix is valid;
  • ESMA’s official website can be found at www.esma.europa.eu