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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
22/09/2017 ESMA71-319-53 Verena Ross Keynote AFME Compliance and Legal Conference , Speech PDF
236.94 KB
28/11/2018 ESMA35-43-1376 Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference , Speech PDF
247.6 KB
01/10/2013 2013/606 DE Vergütungsgrundsätze und-verfahren (MiFID) , Guidelines & Recommendations PDF
331.96 KB
02/04/2013 2013/74 NL Vrijstelling voor activiteiten van marketmakers en handelingen op de primaire markt krachtens Verordening (EU) nr. 236/2012 van het Europees Parlement en de Raad betreffende short selling en bepaalde aspecten van kredietverzuimswaps , Guidelines & Recommendations PDF
524.15 KB
02/04/2013 2013/74 CS Výjimka pro činnosti v rámci tvorby trhu a operace na primárním trhu podle nařízení Evropského parlamentu a Rady (EU) č. 236/2012 ze dne 14. března 2012 o prodeji na krátko a některých aspektech swapů úvěrového selhání , Guidelines & Recommendations PDF
516.53 KB
02/04/2013 2013/74 SK Výnimka pre činnosti tvorby trhu a operácie na primárnom trhu podľa nariadenia Európskeho parlamentu a Rady (EÚ) č. 236/2012 o predaji nakrátko a určitých aspektoch swapov na úverové zlyhanie , Guidelines & Recommendations PDF
598.56 KB
25/07/2016 2016/1166 Warning about CFDs, binary options and other speculative products , Investor Warning PDF
149.13 KB
17/02/2016 2016/300 Warning- Unauthorised use of ESMA’s identity and logo , Press Release PDF
149.72 KB

Unauthorised use of ESMA’s identity and logo

The European Securities and Markets Authority (ESMA) has been informed that its identity and logo have been used in communications targeting company employees in order to request the transfer of company money.

In addition, ESMA has been informed that attempts were made to use the name of a senior member of ESMA staff also for the purpose of fraudulent scams targeting a savings bank and a listed issuer.

Please note that all references to ESMA or any ESMA employees in these communications, which do not originate from ESMA, are entirely false and have been made without ESMA’s knowledge or consent.

In order to protect yourself against these unauthorised communications, ESMA advises you:

  • To check whether the e-mail received is genuine;
  • To inform your superior in case of suspicious e-mails;
  • To contact ESMA if any suspicion arises;
  • To contact the police;

Be aware that fraudsters might use ESMA’s name, logo or the name of an ESMA staff member, a bogus website which appears to be that of ESMA, and/or make bogus references to people said to work in ESMA. Be aware of the following when making your checks:

  • ESMA is a European Supervisory Authority established by a Regulation of the European Parliament and of the Council;
  • ESMA is based in Paris, France and has no affiliates or branch offices elsewhere;
  • ESMA’s emails end with the address @esma.europa.eu;
  • ESMA’s telephone number begins with the prefix +33 for France, no other prefix is valid;
  • ESMA’s official website can be found at www.esma.europa.eu
28/09/2012 2012/388 PL Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem , Guidelines & Recommendations PDF
369.1 KB
21/08/2012 2012/387 PL Wytyczne w sprawie pewnych aspektów wymogów dyrektywy MiFID dotyczących odpowiedniości , Guidelines & Recommendations PDF
352.93 KB
01/10/2013 2013/606 PL Wytyczne w sprawie zasad i praktyk dotyczących wynagrodzeń (MiFID) , Guidelines & Recommendations PDF
323.25 KB
02/04/2013 2013/74 PL Wyłączenie w przypadku działalności animatora rynku oraz działalności na rynku pierwotnym na mocy rozporządzenia Parlamentu Europejskiego i Rady (UE) nr 236/2012 w sprawie krótkiej sprzedaży i wybranych aspektów dotyczących swapów ryzyka kredytowego , Guidelines & Recommendations PDF
628.33 KB
07/02/2014 2014/154 PL Zagrożenia związane z inwestowaniem w produkty złożone , Investor Warning PDF
359.91 KB
01/10/2013 2013/606 CS Zásady a postupy v oblasti odměňování (MiFID) , Guidelines & Recommendations PDF
343.56 KB
02/04/2013 2013/74 EL Εξαίρεση για δραστηριότητες ειδικής διαπραγμάτευσης και πρωτογενούς αγοράς βάσει του κανονισμού (ΕΕ) αριθ. 236/2012 του Ευρωπαϊκού Κοινοβουλίου και του Συμβουλίου για τις ανοικτές πωλήσεις και ορισμένες πτυχές των συμβολαίων ανταλλαγής πιστωτικής αθέτησης , Guidelines & Recommendations PDF
561.83 KB
21/08/2012 2012/387 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID , Guidelines & Recommendations PDF
397.87 KB
28/09/2012 2012/388 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων της λειτουργίας συμμόρφωσης που προβλέπονται στη MiFID , Guidelines & Recommendations PDF
408 KB
01/10/2013 2013/606 EL Κατευθυντήριες γραμμές σχετικά με τις πολιτικές και τις πρακτικές αποδοχών (MiFID) , Guidelines & Recommendations PDF
385.26 KB
07/02/2014 2014/154 EL Οι κίνδυνοι των επενδύσεων σε σύνθετα προϊόντα , Investor Warning PDF
407.92 KB
02/04/2013 2013/74 BG Изключения за дейностите по поддържане на пазара и операциите на първичния пазар съгласно Регламент (ЕС) № 236/2012 на Европейския парламент и на Съвета относно късите продажби и някои аспекти на суапите за кредитно неизпълнение , Guidelines & Recommendations PDF
536.67 KB