ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
123
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Credit Rating Agencies X Prospectus X Management Board X Corporate Information X Innovation and Products X CESR Archive X CESR Document X Q&A X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/09/2010 10-1018 Feedback statement- CESR’s Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8.3 CESR Document PDF
162.66 KB
22/10/2010 10-1045 Feedback Statement- CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation CESR Document PDF
253.56 KB
20/12/2010 10-1318 Guidelines- Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Document PDF
198.56 KB
20/12/2010 10-1319 Guidelines- Transition from the Simplified Prospectus to the Key Investor Information document CESR Document PDF
136.11 KB
20/12/2010 10-1320 CESR’s guide to clear language and layout for the Key Investor Information document CESR Document PDF
161.87 KB
21/12/2010 10-1351 Feedback statement- Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Document PDF
93.89 KB
20/12/2010 10-1396 Feedback statement- CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Document PDF
124.29 KB
20/12/2010 10-1397 Feedback statement- Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document CESR Document PDF
112.83 KB
20/12/2010 10-1398 Feedback statement- A guide to clear language and layout for the Key Investor Information document (KII) CESR Document PDF
103.3 KB
20/12/2010 10-1399 Feedback statement- CESR’s template for the Key Investor Information document CESR Document PDF
123.79 KB
08/03/2010 10-222 FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
327.78 KB
19/04/2010 10-293 Question and Answers- Understanding the definition of advice under MiFID Q&A PDF
335.78 KB
19/04/2010 10-294 Feedback statement- Understanding the definition of advice under MiFID CESR Document PDF
435.68 KB
19/04/2010 10-296 Feedback statement- Inducements: Good and poor practices CESR Document PDF
285.58 KB
04/06/2010 10-331 Guidelines- Implementation of the Central Repository (CEREP) CESR Document PDF
185.24 KB
04/06/2010 10-346 Feedback statement- CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Document PDF
253.51 KB
04/06/2010 10-347 Guidelines- Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Document PDF
535.72 KB
08/10/2010 10-512 Feedback statement on the consultation on guidance to report transactions on OTC derivative instruments and subsequent CESR decisions CESR Document PDF
911.6 KB
04/06/2010 10-521 FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
206.24 KB
19/05/2010 10-545 Feedback statement- CESR’s Guidelines on a common definition of European money market funds CESR Document PDF
232.46 KB