ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
611
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
ITMG X Corporate Information X MiFID - Investor Protection X Brexit X Trade Repositories X Planning reporting budget X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/05/2020 ESMA71-99-1321 ESMA registers SFTR TRs , , Statement PDF
95.4 KB
06/05/2020 ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity , Statement PDF
118.75 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
28/05/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1014.59 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised , , , Annual Report PDF
548.42 KB
15/06/2020 ESMA20-95-1264 2019 Annual Report , , , Annual Report PDF
3.03 MB
15/06/2020 ESMA71-99-1348 ESMA publishes 2019 Annual Report and updates 2020 Annual Work Programme , , , , Press Release PDF
116.17 KB
19/06/2020 ESMA ED Calendar 2020 Calendar of the Executive Director of ESMA- Updated June 2020 Reference PDF
121.05 KB
19/06/2020 ESMA63-43-1590 ESMA Budget Amendment n.1 for 2020 Reference PDF
330.08 KB
30/06/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.73 KB