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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/11/2004 04-603b CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments Consultation Paper PDF
288.91 KB
30/11/2004 04-612b CESR’s technical advice to the European Commission on possible measures concerning credit rating agencies Consultation Paper PDF
794.35 KB
01/12/2004 Addendum 2004/39/EC Addendum to the formal request for technical advice on possible implementing measures on the Directive on Markets in Financial Instruments (Directive 2004/39/EC. Consultation Paper PDF
114.41 KB
13/12/2004 04-512c CESR’s advice on possible implementing measures of the Transparency Directive Consultation Paper PDF
433.46 KB
This second part covers advice on  Notifications of major holdings of voting rights  Half-yearly financial reports  Equivalence of third countries information requirements  Procedural arrangement whereby issuers may elect their
20/12/2004 04-689 CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments- Professional Client Agreements Consultation Paper PDF
108.75 KB
The call for opinions covers a single subject: advice to the Commission under article 19.7 in relation to agreements between the investment firms and their professional clients
30/12/2004 04-717 annex 1 Trade data- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) Consultation Paper PDF
544.78 KB
30/12/2004 04-717 annex 2 Trade data Germany- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) Consultation Paper PDF
74.26 KB
30/12/2004 04-717 annex 3 Trade data Hungary- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) Consultation Paper PDF
40 KB
30/12/2004 04-717 annex 4 Trade data Iceland- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) Consultation Paper PDF
34.89 KB
30/12/2004 04-717 annex 5 Trade data Euronext parameters- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) Consultation Paper PDF
10.22 KB
30/12/2004 04-717 annex 6 Trade data The Netherlands- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) Consultation Paper PDF
29.95 KB
03/02/2005 05-023b CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments- Admission of Financial Instruments to Trading on Regulated Markets Consultation Paper PDF
104.06 KB
Please submit your answer to this consultation paper via the CESR website by 3 March 2005
03/03/2005 05-164 Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments Consultation Paper PDF
631.08 KB
This consultation paper covers the following questions. a.The application of the general obligation to act fairly, honestly and professionally in the best interest of clients where the investment firm grants a credit or loan of money to a retail client, or arranges for a third party to do so. This consultation document presents a new proposal in this area. b.Whether the definition of
11/03/2005 05-164 Annex 1 Annex 1 to the Consultation document: Data on Shares subject to Article 27 of the MiFID Consultation Paper PDF
180.14 KB
18/03/2005 05-064b CESR’s Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS Consultation Paper PDF
348.26 KB
Please post your answer to this consultation paper via the website by 10 June 2005
21/03/2005 05-164 Annex 2 Annex 2 to the Consultation document: Data on Shares subject to Article 27 of the MiFID Consultation Paper PDF
208.07 KB
21/03/2005 05-164 Annex 3 Annex 3 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Amsterdam Consultation Paper PDF
18.08 KB
21/03/2005 05-164 Annex 4 Annex 4 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Brussels Consultation Paper PDF
15.23 KB
21/03/2005 05-164 Annex 5 Annex 5 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Lisbon Consultation Paper PDF
14.96 KB
21/03/2005 05-164 Annex 6 Annex 6 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Paris Consultation Paper PDF
23.2 KB