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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/10/2013 2013/LCC/Recruitment ESMA Specific Privacy Notice – Selections and Recruitments , Reference PDF
70.67 KB
07/11/2013 MARKT/G2/PSDM/bh (2013) 3663122 EC letter to ESMA on reporting of ETDs Reference PDF
430.71 KB
15/11/2013 2013/BS/155 Summary of conclusions BoS meeting 24/09/13 Reference PDF
193.33 KB
19/12/2013 2013/BS/197 Summary of conclusions BoS meeting 07/11/13 Reference PDF
97.67 KB
19/12/2013 2013/MB/81 Summary of conclusions MB meeting 23/09/13 Reference PDF
82.52 KB
31/12/2013 2013/1986 2013 Calendar of the Chair and Executive Director of ESMA Reference PDF
213.22 KB
In order to ensure transparency in their dealings with external stakeholders the Chair and Executive Director made an undertaking to the European Parliament to publish details of these meetings. This calendar is updated on a regular basis.
30/01/2014 2014/MB/6 Summary of conclusions MB meeting 16/12/13 Reference PDF
73.25 KB
11/02/2014 2014/BS/01 Summary of conclusions BoS meeting 17/12/13 Reference PDF
214.46 KB
06/03/2014 2013/611 HR Key concepts of the AIFMD Reference PDF
182.79 KB
SmjerniceSmjernice o glavnim pojmovima AIFMD-a (Alternative Investment Fund Managers Directive/Direktive o upraviteljima alternativnim investicijskim fondovima)
25/03/2014 2014 Calendar 2014 Calendar of the Chair and Executive Director of ESMA Reference PDF
206.87 KB
In order to ensure transparency in their dealings with external stakeholders the Chair and Executive Director made an undertaking to the European Parliament to publish details of these meetings. This calendar is updated on a regular basis.
31/03/2014 2014/MB/18 Summary of conclusions MB meeting 23/01/14 Reference PDF
154.38 KB
01/04/2014 2014/336 Trade Repository Supervision Work Plan 2014 Reference PDF
111.34 KB

The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates.

06/05/2014 2014/BS/33 Summary of conclusions BoS meeting 06/02/14 Reference PDF
200.27 KB
28/05/2014 2014/BS/60 Summary of conclusions BoS meeting 19/03/14 Reference PDF
215.98 KB
05/06/2014 2014/608 MMoU on Cooperation Arrangements and Exchange of Information , Reference PDF
205.85 KB

The European Securities and Markets Authority (ESMA) has published the text of a new multilateral memorandum of understanding (MMoU) between EEA national competent authorities, and between national competent authorities and ESMA which entered into force on 29 May 2014. It has been signed by 33 authorities in the securities and markets area. The new MMoU was agreed in view of the increasing internationalisation, harmonisation and interdependence of financial services and markets in the European Union. It is designed to facilitate cooperation arrangements and the exchange of information between national competent authorities, and between national competent authorities and ESMA, in the application of their responsibilities under Union law relating to the securities and markets area. It also updates and replaces a previous agreement on the Exchange of Information and Surveillance of Securities Activities agreed by the members of the Committee of European Securities Regulators (formerly the Forum of European Securities Commissions) entered into by those members on 26 January 1999. List of Signatories to MMoU on Cooperation Arrangements and Exchange of Information

27/06/2014 2014/MB/28 Summary of conclusions MB meeting 18/03/14 Reference PDF
149.1 KB
19/08/2014 2014/BS/89 Summary of conclusions BoS meeting 20/05/14 Reference PDF
216.84 KB
01/10/2014 2014/1200 2015 Work Programme , , Reference PDF
500.54 KB
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
08/10/2014 2014/bs/125 Summary of conclusions BoS meeting 09/07/14 Reference PDF
213.74 KB
08/10/2014 2014/mb/52 Summary of conclusions MB meeting 19/06/14 Reference PDF
167.93 KB