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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/10/2018 ESMA22-106-1338 SMSG Advice- Own Initiative Report on Initial Coin Offerings and Crypto-Assets SMSG Advice PDF
1.52 MB
31/10/2018 ESMA22-106-1353 SMSG Advice Response to ESMA CP on non-significant benchmarks guidelines SMSG Advice PDF
141.37 KB
06/11/2018 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
477.73 KB
05/12/2018 ESMA22-106-1591 SMSG Advice- Response to Joint Consultation on PRIIPs KID SMSG Advice PDF
263.9 KB
21/03/2019 ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II , Compliance table PDF
131.72 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
103.79 KB
06/09/2019 ESMA22-961920 SMSG response to surve on Short Termism SMSG Advice PDF
243.34 KB
18/09/2019 ESMA22-106-1937 SMSG Advice- Response to ESMA’s Consultation on cost of market data and consolidated tape SMSG Advice PDF
99.67 KB
28/10/2019 ESMA22-106-1991 SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements SMSG Advice PDF
132.03 KB
06/11/2019 ESMA22106-2002 SMSG advice on ESMA’s CP on the MiFID II compliance function SMSG Advice PDF
212.25 KB
15/11/2019 ESMA22-106-2007 SMSG advice on product intervention SMSG Advice PDF
278.26 KB
15/11/2019 ESMA22-106-2008 SMSG advice on UCITS performance fees SMSG Advice PDF
154.89 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
273.01 KB
12/12/2019 ESMA22-106-2044 SMSG response to ESMA’s Consultation Paper on MAR review report SMSG Advice PDF
232.25 KB
20/12/2019 SMSG ESMA20-06-2053 Joint position paper from the ESA stakeholder groups on the ESA review SMSG Advice PDF
283.55 KB
21/01/2020 ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID , SMSG Advice PDF
426.62 KB
23/03/2020 ESMA22-106-2149 SMSG own initiative report on measures relating to the Covid-19 crisis SMSG Advice PDF
182.56 KB
23/04/2020 ESMA22-106-2355 SMSG advice on Systematic Internalisers SMSG Advice PDF
127.18 KB
23/04/2020 ESMA22-106-2354 SMSG advice on Equity Transparency SMSG Advice PDF
111.61 KB
29/04/2020 ESMA22-106-2365 SMSG advice Inv services third country SMSG Advice PDF
163.99 KB