ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/04/2018 | ESMA 22-106-897 | SMSG comments on the Commission proposals regarding the operation of the ESAs’ Stakeholder Groups | Securities and Markets Stakeholder Group | SMSG Advice | PDF 120.92 KB |
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| 20/09/2018 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 308.27 KB |
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| 27/09/2018 | ESMA22-106-1301 | SMSG Advice on Sustainable Finance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 855.07 KB |
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| 19/10/2018 | ESMA22-106-1338 | SMSG Advice- Own Initiative Report on Initial Coin Offerings and Crypto-Assets | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.52 MB |
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| 31/10/2018 | ESMA22-106-1353 | SMSG Advice Response to ESMA CP on non-significant benchmarks guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 141.37 KB |
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| 05/12/2018 | ESMA22-106-1591 | SMSG Advice- Response to Joint Consultation on PRIIPs KID | Securities and Markets Stakeholder Group | SMSG Advice | PDF 263.9 KB |
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| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 267.86 KB |
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| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 284.61 KB |
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| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 131.72 KB |
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| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 103.79 KB |
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| 06/09/2019 | ESMA22-961920 | SMSG response to surve on Short Termism | Securities and Markets Stakeholder Group | SMSG Advice | PDF 243.34 KB |
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| 18/09/2019 | ESMA22-106-1937 | SMSG Advice- Response to ESMA’s Consultation on cost of market data and consolidated tape | Securities and Markets Stakeholder Group | SMSG Advice | PDF 99.67 KB |
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| 28/10/2019 | ESMA22-106-1991 | SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 132.03 KB |
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| 06/11/2019 | ESMA22106-2002 | SMSG advice on ESMA’s CP on the MiFID II compliance function | Securities and Markets Stakeholder Group | SMSG Advice | PDF 212.25 KB |
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| 15/11/2019 | ESMA22-106-2007 | SMSG advice on product intervention | Securities and Markets Stakeholder Group | SMSG Advice | PDF 278.26 KB |
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| 15/11/2019 | ESMA22-106-2008 | SMSG advice on UCITS performance fees | Securities and Markets Stakeholder Group | SMSG Advice | PDF 154.89 KB |
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| 27/11/2019 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.13 KB |
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| 12/12/2019 | ESMA22-106-2044 | SMSG response to ESMA’s Consultation Paper on MAR review report | Securities and Markets Stakeholder Group | SMSG Advice | PDF 232.25 KB |
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| 20/12/2019 | SMSG ESMA20-06-2053 | Joint position paper from the ESA stakeholder groups on the ESA review | Securities and Markets Stakeholder Group | SMSG Advice | PDF 283.55 KB |
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| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |