ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
95
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Prospectus X Corporate Governance X Management Board X International cooperation X Securities and Markets Stakeholder Group X Market Abuse X Corporate Disclosure X MiFID - Secondary Markets X Fund Management X SMSG Advice X Compliance table X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/04/2018 ESMA 22-106-897 SMSG comments on the Commission proposals regarding the operation of the ESAs’ Stakeholder Groups SMSG Advice PDF
120.92 KB
20/09/2018 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
308.27 KB
27/09/2018 ESMA22-106-1301 SMSG Advice on Sustainable Finance SMSG Advice PDF
855.07 KB
19/10/2018 ESMA22-106-1338 SMSG Advice- Own Initiative Report on Initial Coin Offerings and Crypto-Assets SMSG Advice PDF
1.52 MB
31/10/2018 ESMA22-106-1353 SMSG Advice Response to ESMA CP on non-significant benchmarks guidelines SMSG Advice PDF
141.37 KB
05/12/2018 ESMA22-106-1591 SMSG Advice- Response to Joint Consultation on PRIIPs KID SMSG Advice PDF
263.9 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives , , Compliance table PDF
267.86 KB
04/02/2019 ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information , Compliance table PDF
284.61 KB
21/03/2019 ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II , Compliance table PDF
131.72 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
103.79 KB
06/09/2019 ESMA22-961920 SMSG response to surve on Short Termism SMSG Advice PDF
243.34 KB
18/09/2019 ESMA22-106-1937 SMSG Advice- Response to ESMA’s Consultation on cost of market data and consolidated tape SMSG Advice PDF
99.67 KB
28/10/2019 ESMA22-106-1991 SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements SMSG Advice PDF
132.03 KB
06/11/2019 ESMA22106-2002 SMSG advice on ESMA’s CP on the MiFID II compliance function SMSG Advice PDF
212.25 KB
15/11/2019 ESMA22-106-2007 SMSG advice on product intervention SMSG Advice PDF
278.26 KB
15/11/2019 ESMA22-106-2008 SMSG advice on UCITS performance fees SMSG Advice PDF
154.89 KB
27/11/2019 ESMA34-32-458 Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD , Compliance table PDF
104.13 KB
12/12/2019 ESMA22-106-2044 SMSG response to ESMA’s Consultation Paper on MAR review report SMSG Advice PDF
232.25 KB
20/12/2019 SMSG ESMA20-06-2053 Joint position paper from the ESA stakeholder groups on the ESA review SMSG Advice PDF
283.55 KB
21/01/2020 ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID , SMSG Advice PDF
426.62 KB