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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/01/2010 09-768 Consultation paper on guidance to report transactions on OTC derivative instruments Consultation Paper PDF
641.91 KB
29/01/2010 09-1036 Decision on the technical standards for classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members Final Report PDF
145 KB
29/01/2010 09-1176b 3L3 Report- cross-sector stock take and analysis on internal governance issues Final Report PDF
624.15 KB
15/01/2010 09-175 Mapping of duties and liabilities of UCITS depositaries Final Report PDF
958.08 KB
22/12/2009 09-1186 CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS Final Report PDF
428.04 KB
22/12/2009 09-1028 Annex 2 to CESR’s technical advice to the European Commission on the level 2 measures related to the format and content of KID disclosures for UCITS- Methodology for calculation of the ongoing charges figure Final Report PDF
118.39 KB
22/12/2009 09-1026 Annex to CESR’s technical advice on the level 2 measures related to the format and content of KID disclosures for UCITS: methodology for the calculation of the synthetic risk and reward indicator Final Report PDF
230.14 KB
22/12/2009 09-1223 CESR’s response to the European Commission’s provisional request to CESR for technical advice on possible implementing measures concerning the future UCITS IV Directive Final Report PDF
112.19 KB
22/12/2009 09-1223a CESR’s response to the European Commission’s provisional request to CESR for technical advice on possible implementing measures concerning the future UCITS IV Directive- Council Final Report PDF
112.25 KB
22/12/2009 09-1223b CESR’s response to the European Commission’s provisional request to CESR for technical advice on possible implementing measures concerning the future UCITS IV Directive- European Parliament Final Report PDF
112.25 KB
18/12/2009 09-1176 Cross-sectoral stock-take and analysis of internal governance requirements Final Report PDF
624.15 KB
18/12/2009 09-1175 Call for evidence on cross-sectoral internal governance issues Consultation Paper PDF
86.5 KB
16/12/2009 09-1134 7th Extract from EECS’s Database of Enforcement Decisions Final Report PDF
293.15 KB
03/11/2009 09-558 Feedback statement- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements Final Report PDF
625.41 KB
02/11/2009 09-821 Statement on application of disclosure requirements related to financial instruments in 2008 financial statements Final Report PDF
269.51 KB
28/10/2009 09-949 Final advice on the level 2 measures related to the format and content of Key Information Document disclosures for UCITS Final Report PDF
532.67 KB
28/10/2009 09-963 CESR’s advice on the level 2 measures related to the UCITS management company passport Consultation Paper PDF
977.11 KB
27/10/2009 09-859 Call for evidence- The use of a standard reporting format for financial reporting of issuers having securities admitted to trading on regulated markets Consultation Paper PDF
165.22 KB
22/10/2009 09-958 Consultation paper on Inducements: Good and poor practices Consultation Paper PDF
913.64 KB
21/10/2009 09-955 Consultation paper- Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance Consultation Paper PDF
668.56 KB