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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/01/2022 ESMA22-106-3706 Summary of Conclusions Management Board- 16 November 2021 Summary of Conclusions PDF
91.21 KB
01/02/2022 ESMA35-43-1968 Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) , Compliance table PDF
159.78 KB
01/02/2022 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) , Compliance table PDF
161.56 KB
09/02/2022 ESMA22-106-3798 Summary of Conclusions Management Board- 14 December 2021 Summary of Conclusions PDF
89.31 KB
25/03/2022 ESMA22-106-3851 Summary of Conclusions Management Board- 25 January 2022 Summary of Conclusions PDF
91.06 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
15/06/2022 ESMA22-439-962 2021 Annual Report , , , Annual Report PDF
10.64 MB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB