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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/05/2019 ESMA-35-43-1916 ESMA opinion under Article 43(2) MiFIR (LT_CFD) Opinion PDF
97.86 KB
28/05/2019 ESMA-35-43-1915 ESMA opinion under Article 43(2) MiFIR (LT_BO) Opinion PDF
97.79 KB
28/05/2019 ESMA-35-43-1914 ESMA opinion under Article 43(2) MiFIR (FI_CFD) Opinion PDF
97.46 KB
28/05/2019 ESMA-35-43-1913 ESMA opinion under Article 43(2) MiFIR (FI_BO) Opinion PDF
97.11 KB
13/05/2019 ESMA35-43-1906 ESMA opinion under Article 43(2) MiFIR (AT_CFD) Opinion PDF
105.71 KB
13/05/2019 ESMA35-43-1906 ESMA opinion under Article 43(2) MiFIR (AT_CFD) Opinion PDF
105.71 KB
13/05/2019 ESMA-35-43-1877 ESMA opinion under Article 43(2) MiFIR (AT_BO) Opinion PDF
99.61 KB
11/04/2019 ESMA31-62-780 Q&A on Prospectus Related Topics , , , , , , Q&A PDF
957.9 KB
02/04/2019 ESMA-35-43-1811 ESMA opinion under Article 43(2) MiFIR (FCA_BO) Opinion PDF
110.99 KB
02/04/2019 ESMA-35-43-1797 ESMA opinion under Article 43(2) MiFIR (KNF_BO) Opinion PDF
101.6 KB
02/04/2019 ESMA-35-43-1776 ESMA opinion under Article 43(2) MiFIR (AFM_BO) Opinion PDF
97.69 KB
02/04/2019 ESMA-35-43-1780 ESMA opinion under Article 43(2) MiFIR (AFM_CFDs) Opinion PDF
97.4 KB
09/11/2018 ESMA35-36-1262 Technical Q&As on product intervention measures on CFDs and binary options Q&A PDF
147.84 KB
06/11/2018 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
293.08 KB
13/07/2017 ESMA35-43-762 Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union , , Opinion PDF
236.23 KB
31/03/2017 ESMA35-36-794 Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID Q&A PDF
948.76 KB
19/12/2016 2016/JCESA QA Questions and Answers on Big Data Q&A PDF
333.65 KB
12/05/2016 ESA/2016/41 Opinion of the ESAs- ECAI credit assessments , Opinion PDF
379.79 KB
22/12/2015 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
291.93 KB
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.