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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/07/2015 2015/SMSG/20 SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II SMSG Advice PDF
362.66 KB
13/07/2015 SMSG 09/07/15 SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” SMSG Advice PDF
781.74 KB
03/06/2015 2014/SMSG/018 SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry SMSG Advice PDF
91.24 KB
19/05/2015 2015/SMSG/017 PART III SMSG Contribution to the Green Paper on CMU- PART III SMSG Advice PDF
470.85 KB
19/05/2015 2015/SMSG/017 PART II SMSG Contribution to the Green Paper on CMU- PART II SMSG Advice PDF
384.44 KB
19/05/2015 2015/SMSG/017 PART I SMSG Contribution to the Green Paper on CMU- PART I SMSG Advice PDF
274.66 KB
27/03/2015 2015/SMSG/016 SMSG Advice on cross-selling SMSG Advice PDF
92.49 KB
03/03/2015 2015/SMSG/011 SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation SMSG Advice PDF
219.99 KB
23/02/2015 2015/168 Letter to EU Institutions re ESMA’s 2015 Work Programme , , Letter PDF
37.31 KB
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme
20/02/2015 2015/SMSG/005 SMSG advice paper on PRIIPS SMSG Advice PDF
362.86 KB
22/01/2015 2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive SMSG Advice PDF
286.08 KB
11/12/2014 2014/SMSG/51 SMSG advice- EuSEF/EuVECA SMSG Advice PDF
112.66 KB
28/10/2014 2014/SMSG/42 SMSG advice- Data publication SMSG Advice PDF
633.88 KB
13/10/2014 2014/SMSG/47 SMSG advice- Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation SMSG Advice PDF
225.37 KB
03/09/2014 2014/SMSG/35 SMSG advice- Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR SMSG Advice PDF
442.89 KB
03/09/2014 2014/SMSG/36 SMSG advice- Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR SMSG Advice PDF
193.74 KB
03/09/2014 2014/SMSG/37 SMSG advice- Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR SMSG Advice PDF
197.86 KB
03/09/2014 2014/SMSG/38 SMSG advice- Transparency for the trading of non-equity instruments SMSG Advice PDF
112.76 KB
07/07/2014 2014/SMSG/15 SMSG position paper on Alternative Performance Measures SMSG Advice PDF
145.69 KB
07/07/2014 2014/SMSG/11 SMSG reply to ESMA DP on Market Abuse Regulation SMSG Advice PDF
209.54 KB