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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2017 | ESMA22-106-265 | SMSG Advice- Securities lending Report | Securities and Markets Stakeholder Group | SMSG Advice | PDF 141.55 KB |
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| 22/06/2017 | ESMA22-106-264 | SMSG Advice- Own Initiative Report Product Intervention | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.08 MB |
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| 17/05/2017 | ESMA22-106-210 | SMSG Advice- Response to the Public Consultation on the Operations of the European Supervisory Authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 523.99 KB |
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| 25/04/2017 | ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | PDF 144.22 KB |
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| 17/03/2017 | ESMA 22-106-143 | Summary of conclusions- SMSG meeting 9 February 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 203.3 KB |
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| 08/03/2017 | 2017/SMSG Application Form | Application form- ESMA Securities and Markets Stakeholder Group 2017 | Securities and Markets Stakeholder Group | Reference | DOCX 35.08 KB |
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| 08/03/2017 | ESMA22-106-136 | Rules of procedure- ESMA Stakeholder Group Renewal | Securities and Markets Stakeholder Group | Reference | PDF 442.33 KB |
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| 08/03/2017 | ESMA22-106-135 | Call for expression of interest regarding two positions in ESMA's SMSG | Securities and Markets Stakeholder Group | Reference | PDF 321.57 KB |
Call for expression of interest regarding two positions in the ESMA Securities and Markets Stakeholder Group (SMSG): “Users of financial services” category |
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| 07/03/2017 | ESMA22-106-141 | Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | Statement | PDF 91.5 KB |
Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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| 15/02/2017 | ESMA22-247440098-121 | Summary of Conclusions SMSG meeting 10-11 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 267.71 KB |
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| 15/02/2017 | ESMA22-247440098-122 | Summary of Conclusions BoS SMSG meeting 10 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 137.19 KB |
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| 17/01/2017 | 2016/SMSG/024 | SMSG Advice- Response to ESMA’s Consultation Paper on MiFID II product governance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 202.01 KB |
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| 16/12/2016 | 2016/SMSG/022 | SMSG Advice- Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.4 KB |
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| 14/11/2016 | 2016/SMSG/018 | Summary of Conclusions SMSG meeting 21 September 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 204.87 KB |
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| 25/07/2016 | 2016/1166 | Warning about CFDs, binary options and other speculative products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 149.13 KB |
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| 01/07/2016 | 2016/1066 | ESMA appoints new Securities and Markets Stakeholder Group | Press Releases, Securities and Markets Stakeholder Group | Press Release | PDF 156.76 KB |
The European Securities and Markets Authority (ESMA) has published the new list of members of its Securities and Markets Stakeholder Group (SMSG) following its approval by its Board of Supervisors. The selected individuals begin a 2½ year term on 1 July 2016 and will replace the group whose mandate expired on 30 June 2016. The new SMSG will be composed of 30 individuals drawn from across 13 Member States and representing ESMA’s key stakeholder constituencies – financial market participants (10), employee representatives (2), consumer representatives (6), users of financial services (3), small and medium sized enterprises (2) and academics (7). The new SMSG will feature 27 new members. A number of the incoming members have served in the previous SMSG. The SMSG was established according to ESMA’s founding regulation and facilitates consultation between ESMA and its key financial market stakeholders on its work. The SMSG provides ESMA with opinions and advice on its policy work and must be consulted on technical standards and guidelines and recommendations. Additionally, it can inform ESMA of any inconsistent application of European Union law as well as inconsistent supervisory practices in Member States. |
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| 01/07/2016 | 2016/SMSG/009 | SMSG End of Term Report 2016 | Securities and Markets Stakeholder Group | Report | PDF 1.55 MB |
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| 01/07/2016 | 2016/SMSG/016 | Summary of Conclusions SMSG meeting 26-27 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 210.12 KB |
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| 01/07/2016 | 2016/SMSG/015 | Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 231.88 KB |