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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/11/2018 ESMA70-156-785 Reply form Reply form for the Call for evidence on periodic auctions for equity instruments Reference DOCX
772.02 KB
06/10/2016 2016/1440 reply form Reply form for Guidelines on the calibration, publication and reporting of trading halts Reference DOCX
753.86 KB
10/11/2016 2016/1562 REPLY FORM Reply Form for CP on draft RTS on package orders for which there is a liquid market Reference DOCX
774.65 KB
30/05/2008 CESR/CEBS 07/07/08 Registration form for the public hearing on the CESR/CEBS technical advice on Commodities- London 7/07/08 Reference PDF
39.04 KB
17/10/2008 08-514b annex 1 Questionnaire- Transposition of the Transparency Directive Reference PDF
139.94 KB
06/07/2006 06-312 Questionnaire on the day-to-day application of the IOSCO code by the credit rating agencies Reference PDF
55.09 KB
15/09/2022 ESMA70-156-3921 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
182.31 KB
22/10/2007 07-672 Protocol on the supervision of branches under MiFID Reference PDF
228.7 KB
21/05/2008 08-363 Protocol on the operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Reference PDF
89.79 KB
10/11/2016 2013/68c Protocol on the operation of ESMA MiFID Database final , Reference PDF
333.11 KB
30/12/2010 09-172d Protocol on the Operation of CESR MiFID Database Reference PDF
127.16 KB
22/10/2007 07-317c Protocol on MiFID Passport Notifications- revised Reference PDF
266.6 KB
01/04/2007 07-070b Protocol of the Review Panel Reference PDF
58.25 KB
02/08/2006 06-286b Protocol for a CESR Mediation Mechanism Reference PDF
72.35 KB
19/12/2017 ESMA70-156-181 Procedure for reporting of circuit breakers’ parameters by NCAs to ESMA Reference PDF
462.58 KB
15/09/2017 ESMA70-154-259 Procedure for exemption of MiFIR access provisions for trading venues as regards exchange-traded derivatives Reference PDF
201.65 KB
22/03/2019 esma35-36-1590 Presentation on CPs MIFID-UCITS-AIFMD , , Reference PDF
187.17 KB
28/09/2022 Overview recruitments Overview recruitments , Reference PDF
800.43 KB

Updated September 2022

08/01/2018 20180103 Overview of MiFID II position management controls Reference XLSX
10.4 KB
20/06/2012 2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Reference PDF
353.3 KB
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience.