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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/01/2019 ESMA50-157-1391 Advice on Initial Coin Offerings and Crypto-Assets Report PDF
882.48 KB
07/06/2017 ESMA50-158-457 ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector Report PDF
712.26 KB
  1. ESMA welcomes the opportunity to respond to the Commission Consultation paper on Fintech: a more competitive and innovative financial sector (hereafter “the Consultation”).
  2. Fintech and, technological innovation in general, have been the drivers of a number of developments in the financial sector in recent years. Indeed, new forms of services and businesses such as automated advice or crowdfunding have emerged. ESMA sees these developments as a positive evolution as long as they are aimed at improving consumer financial experience and facilitate financial inclusion. ESMA would also want to stress that it adheres to the core principles (technological neutrality, proportionality and market integrity) highlighted by the Commission and agrees that any EU policies aiming to ensure the financial sector takes advantage of cutting-edge technologies, while remaining sound and safe for investors, need to integrate these principles.
  3. In this response, ESMA wishes to share with the Commission some reflections on a number of topics mentioned in the Consultation which appear relevant to ESMA:
    • Artificial intelligence and big data analytics for automated advice and businesses;
    • Crowdfunding;
    • Reg Tech;
    • Outsourcing and cloud computing;
    • Distributed ledger technology;
    • Role of regulation and supervisors; and
    • Role of industry: standards and interoperability
01/06/2018 ESMA50-162-214 Product Intervention Analysis Binary Options , Report PDF
776.15 KB
01/06/2018 ESMA50-162-215 Product Intervention Analysis CFDs , Report PDF
1.26 MB
12/07/2019 ESMA50-164-2430 Report on the Licensing of FinTech business models Report PDF
585.36 KB
05/09/2019 ESMA50-164-2458 Stress simulation for investment funds , Report PDF
868.55 KB
29/06/2020 ESMA50-164-3463 ESMA’s response to the European Commission’s Consultation on a New Digital Finance Strategy for Europe Report PDF
380.54 KB
07/02/2022 ESMA50-164-5410 Report on Call for evidence on Digital Finance Report PDF
281.83 KB
07/02/2022 ESMA50-164-5411 Digital finance related issues – Survey to NCAs Report PDF
291.04 KB
29/11/2022 ESMA50-164-6327 TRV article- Parsing prospectuses: A text-mining approach , Report PDF
702.77 KB
10/01/2020 ESMA50-165-1032 EU Alternative Investment Funds- 2020 Statistical Report , Report PDF
1.94 MB
02/04/2020 ESMA50-165-1107 ESMA Risk Dashboard Risk up-date , Report PDF
221.33 KB
16/11/2020 ESMA50-165-1362 ASR on EU derivatives markets- 2020 , Report PDF
1.88 MB
17/03/2021 esma50-165-1495 ESMA report on trends, risks and vulnerabilities no.1 2021- statistical annex Report PDF
1.9 MB
17/03/2021 ESMA50-165-1524 ESMA report on trends, risks and vulnerabilities no.1 2021 Report PDF
3.75 MB
08/04/2021 ESMA50-165-1734 EU Alternative Investment Funds- 2021 Statistical Report , , Report PDF
1.77 MB
03/06/2021 ESMA50-165-1761 ESMA Risk Dashboard No. 1 2021 , Report PDF
819.04 KB
01/09/2021 ESMA50-165-1842 ESMA report on trends, risks and vulnerabilities no.2 2021 Report PDF
2.68 MB
03/02/2022 ESMA50-165-1948 EU Alternative Investment Funds- 2022 Statistical Report , , Report PDF
1.46 MB
17/12/2021 ESMA50-165-2001 ASR on EU Derivatives markets- 2021 , Report PDF
1.92 MB