ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
98
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Vacancies X Innovation and Products X IFRS Supervisory Convergence X International cooperation X Corporate Governance X Transparency X MiFID - Investor Protection X Guidelines & Recommendations X Compliance table X Q&A X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2013 2013/606 HR Politike i prakse primitaka (MiFID-a) , Guidelines & Recommendations PDF
247.13 KB
01/10/2013 2013/606 SL Politike in prakse prejemkov (MiFID) , Guidelines & Recommendations PDF
285.25 KB
01/10/2013 2013/606 MT Politiki u prattiki ta’ remunerazzjoni (MiFID) , Guidelines & Recommendations PDF
364.62 KB
01/10/2013 2013/606 SK Politiky a postupy odmeňovania (MiFID) , Guidelines & Recommendations PDF
338.94 KB
01/10/2013 2013/606 FR Politiques et pratiques de rémunération (Directive MIF) , Guidelines & Recommendations PDF
261.06 KB
01/10/2013 2013/606 PT Políticas e práticas de remuneração (DMIF) , Guidelines & Recommendations PDF
263.18 KB
01/10/2013 2013/606 ES Políticas y prácticas de remuneración (MiFID) , Guidelines & Recommendations PDF
258.25 KB
11/04/2019 ESMA31-62-780 Q&A on Prospectus Related Topics , , , , , , Q&A PDF
957.9 KB
31/03/2017 ESMA35-36-794 Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID Q&A PDF
948.76 KB
28/05/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1005.17 KB
09/11/2020 ESMA31-67-127 Question and answers on Transparency Directive (TD) , , , , Q&A PDF
352.79 KB
01/07/2015 2015/1005 Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing Q&A PDF
157.73 KB
21/08/2012 2012/387 DA Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID , Guidelines & Recommendations PDF
341.81 KB
28/09/2012 2012/388 DA Retningslinjer for visse aspekter af kravene til compliancefunktionen ifølge MiFID , Guidelines & Recommendations PDF
352.31 KB
28/09/2012 2012/388 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie , Guidelines & Recommendations PDF
357.72 KB
21/08/2012 2012/387 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen , Guidelines & Recommendations PDF
355.02 KB
28/09/2012 2012/388 SV Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID , Guidelines & Recommendations PDF
346.11 KB
21/08/2012 2012/387 SV Riktlinjer om vissa aspekter av lämplighetskraven i MiFID , Guidelines & Recommendations PDF
295.26 KB
28/09/2012 2012/388 SL Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID , Guidelines & Recommendations PDF
365.04 KB
21/08/2012 2012/387 SL Smernice o nekaterih vidikih zahtev glede primernosti iz direktive MiFID , Guidelines & Recommendations PDF
342.3 KB