| 27/07/2023 |
ESMA32-380-267 |
Report on the Implementation of SRD2 provisions on proxy advisors and the investment chain |
Corporate Governance, Prospectus |
Report |
DOWNLOAD 3.06 MB |
|
| 26/07/2023 |
ESMA35-335435667-4315 |
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 169.87 KB |
|
| 26/07/2023 |
ESMA62-258228368-849 |
ESMA Environmental Statement - 2022 |
About ESMA |
Statement |
DOWNLOAD 685.47 KB |
|
| 21/07/2023 |
ESMA70-447-2367 |
CSDR Internalised Settlement Reporting - Issuer CSDs LEIs |
Post Trading |
Reference |
DOWNLOAD 30.16 KB |
|
| 20/07/2023 |
ESMA22-1669215091-5331 |
Summary of Conclusions Management Board - 20 June 2023 |
Management Board |
Summary of Conclusions |
DOWNLOAD 197.8 KB |
|
| 19/07/2023 |
ESMA91-1505572268-3217 |
Final Report on the Review of the RTS with respect to the procyclicality of CCP margin |
CCP |
Final Report |
DOWNLOAD 1.51 MB |
|
| 18/07/2023 |
ESMA34-1921782652-1922 |
Report on penalties and measures imposed under the UCITS Directive in 2022 |
Fund Management |
Report |
DOWNLOAD 587.42 KB |
|
| 18/07/2023 |
ESMA34-1985693317-1074 |
Report on penalties and measures imposed under the AIFMD in 2022 |
Fund Management |
Report |
DOWNLOAD 626.73 KB |
|
| 17/07/2023 |
JC 2023 36 |
Annex II for the template register of information at (sub)consolidated level |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 82.48 KB |
|
| 17/07/2023 |
JC 2023 36 |
Annex I for the template register of information at Entity level |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 67.35 KB |
|
| 17/07/2023 |
ESMA32-1188985980-276 |
Letter to IASB on the Exposure Draft Amendments to the Classification and Measurement of Financial Instruments |
Corporate Finance, Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 297.64 KB |
|
|
|
| 17/07/2023 |
ESMA32-1188985980-275 |
Letter to EFRAG on the IASB’s Exposure Draft Amendments to the Classification and Measurement of Financial Instruments |
Corporate Finance, Financial reporting, Issuer disclosure |
Letter |
DOWNLOAD 294.76 KB |
|
|
|
| 17/07/2023 |
ESMA74-1103241886-880 |
Report on Suspicious Transaction and Order Reports (STORs) |
Market Abuse |
Report |
DOWNLOAD 404.04 KB |
|
| 13/07/2023 |
ESMA33-128-563 |
Questions and answers on the Securitisation Regulation |
Securitisation |
Q&A |
DOWNLOAD 1.52 MB |
|
| 13/07/2023 |
ESMA33-5-87 |
Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA |
Credit Rating Agencies |
Q&A |
DOWNLOAD 417.34 KB |
|
| 13/07/2023 |
ESMA50-164-7134 |
Alternative Investment Funds (AIFs) exposures to commercial real estate - 2021 |
Fund Management, Risk monitoring |
Reference |
DOWNLOAD 132.62 KB |
|
| 13/07/2023 |
ESMA42-2004696504-7627 |
Follow-up Report to the peer review on certain aspects of the compliance function under MiFID I |
Supervisory convergence |
Report |
DOWNLOAD 482.4 KB |
|
| 12/07/2023 |
ESMA22-1669215091-5374 |
SMSG advice to the ESA’s Joint Consultation Paper on Review of SFDR Delegated Regulation |
Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
DOWNLOAD 379.86 KB |
|
| 12/07/2023 |
ESMA35-335435667-4342 |
Public Statement on securities lending |
Investor protection |
Statement |
DOWNLOAD 167.96 KB |
|
| 12/07/2023 |
ESMA70-449-748 |
Report on the Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
Report |
DOWNLOAD 385.4 KB |
|
