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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/12/2012 2011/188 ES Cooperación, incluida la delegación de tareas, entre la AEVM, las autoridades competentes y las autoridades sectoriales competentes con arreglo al Reglamento (UE) n.º 513/2011 sobre las agencias de calificación crediticia Guidelines & Recommendations PDF
177.42 KB
Cooperación, incluida la delegación de tareas, entre la AEVM, las autoridades competentes y las autoridades sectoriales competentes con arreglo al Reglamento (UE) n.º 513/2011 sobre las agencias de calificación crediticia
17/12/2012 2011/188 RO Cooperarea între AEVMP, autorităţile competente şi autorităţile sectoriale competente, inclusiv delegarea de sarcini, în temeiul Regulamentului (UE) nr. 513/2011 privind agenţiile de rating de credit Guidelines & Recommendations PDF
205.42 KB
Cooperarea între AEVMP, autorităţile competente şi autorităţile sectoriale competente, inclusiv delegarea de sarcini, în temeiul Regulamentului (UE) nr. 513/2011 privind agenţiile de rating de credit
17/12/2012 2011/188 IT Cooperazione, compresa la delega, fra AESFEM, autorità competenti e autorità settoriali competenti ai sensi del regolamento (UE) n. 513/2011 del Parlamento europeo e del Consiglio, dell'11 maggio 2011, recante modifica del regolamento (CE) n. 1060/2009 re Guidelines & Recommendations PDF
199.35 KB
Cooperazione, compresa la delega, fra AESFEM, autorità competenti e autorità settoriali competenti ai sensi del regolamento (UE) n. 513/2011 del Parlamento europeo e del Consiglio, dell'11 maggio 2011, recante modifica del regolamento (CE) n. 1060/2009 re
17/12/2012 2011/188 PT Cooperação incluindo delegação entre a ESMA, as autoridades competentes e as autoridades competentes sectoriais ao abrigo do Regulamento (UE) n.º 513/2011 relativo às agências de notação de risco Guidelines & Recommendations PDF
226.61 KB
Cooperação incluindo delegação entre a ESMA, as autoridades competentes e as autoridades competentes sectoriais ao abrigo do Regulamento (UE) n.º 513/2011 relativo às agências de notação de risco
17/12/2012 2011/188 FR Coopération, y compris délégation entre l’AEMF, les autorités compétentes et les autorités compétentes sectorielles, conformément au règlement (UE) n° 513/2011 sur les agences de notation de crédit Guidelines & Recommendations PDF
202.62 KB
Coopération, y compris délégation entre l’AEMF, les autorités compétentes et les autorités compétentes sectorielles, conformément au règlement (UE) n° 513/2011 sur les agences de notation de crédit
28/11/2014 ESMA 2013 AR DA Den Europæiske Værdipapir- og Markedstilsynsmyndighed Annual Report PDF
291.77 KB
DA - Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions Organer.
16/07/2012 ESMA 2011 DA Den Europæiske Værdipapir- og Markedstilsynsmyndighed- Årsberetning 2011 Annual Report PDF
121.17 KB
This is a summary of the 2011 annual report of ESMA.
02/04/2013 2013/74 RO Derogări pentru activităţile de formator de piaţă şi operaţiunile de pe piaţa primară conform Regulamentului (UE) nr. 236/2012 al Parlamentului European şi al Consiliului privind vânzarea în lipsă şi anumite aspecte ale swapurilor pe riscul de credit , Guidelines & Recommendations PDF
534.03 KB
28/09/2012 2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID , Guidelines & Recommendations PDF
359.25 KB
22/12/2014 JC/GL/2014/01 ES Directrices comunes sobre la convergencia de las prácticas supervisoras con respecto a la coherencia de los acuerdos de coordinación de la supervisiónde conglomerados financieros , Guidelines & Recommendations PDF
181.09 KB
28/10/2014 2014-1293es Directrices de la ESMA sobre la supervisión de información financiera Guidelines & Recommendations PDF
424.17 KB
ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea
21/08/2012 2012/387 ES Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID , Guidelines & Recommendations PDF
347.12 KB
18/12/2012 2012/832 ES Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM Guidelines & Recommendations PDF
344.66 KB
Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM
01/08/2014 2014/937 es Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM , Guidelines & Recommendations PDF
351.34 KB
This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
25/08/2014 JC/2014/43 es Directrices sobre la gestión de quejas y reclamaciones para los sectores de valores (ESMA) y bancario (ABE) , Guidelines & Recommendations PDF
157.17 KB
The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published today their Joint Committee final Report on guidelines for handling consumer complaints in the securities and banking sectors. The document aims to increase market confidence and for the benefit of consumers and firms alike it will ensure a harmonised approach to handling complaints for all 28 EU Member States and across all financial services sectors.The final report published today is part of the efforts of the European Supervisory Authorities to bring further supervisory convergence across the securities and banking sectors. It was developed on the basis of the existing complaints-handling guidelines established by EIOPA (the European Insurance and Occupational Pensions Authority) for the insurance sector. The report was launched for a public consultation last year and this final version takes into consideration the feedback received.ESMA and the EBA consider that these guidelines will ensure a consistent approach to complaints-handling across the EU. Consumers can purchase financial services and products in the investment, banking and insurance sectors across the entire EU Single Market and these guidelines will allow them to refer to a single set of complaints-handling arrangements. EU consumers will therefore be able to rely on the same approach irrespective of what type of product they have purchased and where they have purchased it.In addition to strengthening consumer protection -a key statutory objective for ESMA and for the EBA-, the guidelines will also allow firms, some of which sell products from more than one sector across the EU, to streamline and standardise their own complaints-handling arrangements. National regulators too will be able to supervise the same harmonised requirements across all sectors of financial services in their own jurisdictions.The guidelines will be translated into the official languages of the European Union (EU) and they will become applicable two months after the date of publication of their translations.
23/06/2015 2015/609 ES Directrices sobre la información periódica que deben presentar a la AEVM las agencias de calificación crediticia , Guidelines & Recommendations PDF
168.16 KB
ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea
03/07/2013 2013/232 ES Directrices sobre las políticas remunerativas adecuadas con arreglo a la DGFIA Guidelines & Recommendations PDF
810.62 KB
Directrices sobre las políticas remunerativas adecuadas con arreglo a la DGFIA
27/03/2014 2014/298 ES Directrices sobre los acuerdos de cooperación e intercambio de información Guidelines & Recommendations PDF
410.27 KB
Directrices sobre los acuerdos de cooperación e intercambio de información—entre las autoridades competentes, y entre las autoridades competentes y la AEVM Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea
28/03/2012 2012/197 es Directrices sobre medición de riesgos y estimación de la exposición global de ciertos tipos de OICVM estructuradas , Guidelines & Recommendations PDF
267.49 KB
10/06/2013 2013/322 ES Directrices y recomendaciones para establecer evaluaciones coherentes, eficientes y eficaces de los acuerdos de interoperabilidad Guidelines & Recommendations PDF
271.86 KB
Directrices y recomendaciones para establecer evaluaciones coherentes, eficientes y eficaces de los acuerdos de interoperabilidad