ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/01/2022 | JC 2021 56 | Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 91.78 KB |
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| 04/01/2022 | ESMA70-156-4957 | Call for evidence- DLT Pilot Regime- response form | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 777.34 KB |
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| 04/01/2022 | ESMA70-156-4957 | Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting | Innovation and Products, MiFID - Secondary Markets | Reference | PDF 570.54 KB |
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| 03/01/2022 | ESMA35-43-2938 | Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 537.74 KB |
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| 22/12/2021 | ESMA80-416-197 | Report on CRA Market Share Calculation 2021 | Credit Rating Agencies | Report | PDF 494.35 KB |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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| 15/12/2021 | ESMA 71-99-1783 | Press release ESMA Vice Chair 2021 | Board of Supervisors, Corporate Information, Management Board, Press Releases | Press Release | PDF 80.16 KB |
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| 25/11/2021 | ESMA34-38-278 | ESMA ED Natasha Cazenave Keynote Speech_EFAMA Investment Management Forum 2021 | Fund Management, MiFID - Investor Protection, Speeches, Sustainable finance | Speech | PDF 159.98 KB |
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| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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| 18/11/2021 | ESMA35-36-2418 | Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD | MiFID - Investor Protection | Consultation Paper | PDF 1.35 MB |
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| 18/11/2021 | ESMA35-30-703 application form | Application form- IPISC CWG renewal 2021 | MiFID - Investor Protection | Reference | DOCX 37.46 KB |
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| 10/11/2021 | ESMA35-42-1183 | Draft technical standards under the European crowdfunding service providers for business Regulation | Crowdfunding, MiFID - Investor Protection | Final Report | PDF 1.43 MB |
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| 03/11/2021 | ESMA71-99-1749 | Press_Release_New Chair_Ross November FINAL | Board of Supervisors, Corporate Information, Joint Committee, Management Board, Press Releases | Press Release | PDF 81.42 KB |
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| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
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| 28/10/2021 | ESMA35-36-2319 EN | Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Guidelines & Recommendations | PDF 584.29 KB |
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| 28/10/2021 | ESMA71-99-1752 | Press Release- ESMA addresses investment recommendations made on social media platforms | Market Integrity, MiFID - Investor Protection, Press Releases | Press Release | PDF 445.71 KB |
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| 28/10/2021 | ESMA70-154-2780 | ESMA’s Statement on Investment Recommendations on Social Media | Market Integrity, MiFID - Investor Protection | Statement | PDF 106.19 KB |
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| 27/10/2021 | ESMA32-67-791 | Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) | IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus | Letter | PDF 223.92 KB |
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| 15/10/2021 | ESMA71-9-1745 | Ross appointed ESMA Chair | Management Board, Press Releases | Press Release | PDF 84.56 KB |
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| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |