ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/04/2010 10-293 Question and Answers- Understanding the definition of advice under MiFID Q&A PDF
335.78 KB
19/04/2010 09-1226 Feedback statement- CESR’s technical advice on the level 2 measures related to mergers of UCITS, master- feeder structures and cross-border notification of UCITS CESR Document PDF
330.25 KB
19/04/2010 09-995 Feedback statement- CESR’s technical advice on the format and content of Key Information Document disclosures for UCITS CESR Document PDF
338.08 KB
19/04/2010 09-990 Feedback statement- CESR’s technical advice on the level 2 measures related to the UCITS management company passport CESR Document PDF
435.04 KB
08/03/2010 10-222 FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
327.78 KB
02/03/2010 10-089 Feedback statement- Final proposal for a pan-European short selling regime CESR Document PDF
300.93 KB
29/01/2010 09-987 Feedback statement on the Consultation on “Classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members” CESR Document PDF
215.84 KB
03/11/2009 09-559 Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements Q&A PDF
405.18 KB
21/10/2009 09-822a Feedback statement- CESR’s consultation on CRAs Central Repository CESR Document PDF
198.05 KB
09/07/2009 09-590 MiFID Supervisory Briefing- Information and reporting to clients CESR Document PDF
151 KB
03/07/2009 09-681 Call for evidence- Fact finding exercise of the use in the European Union of ratings issued by third countries CRAs CESR Document PDF
3.34 MB
23/06/2009 09-446 CESR-ESCB recommendations for securities settlement systems and recommendations for central counterparties in the European Union CESR Document PDF
720.58 KB
23/06/2009 09-447 Feedback document to the consultations on the “draft ESCB-CESR recommendations for securities clearing and settlement systems and central counterparties in the EU” and the “draft recommendations for central counterparties as amended for OTC derivatives” b CESR Document PDF
151.49 KB
27/02/2009 09-178 Guidelines- Risk management principles for UCITS CESR Document PDF
113.6 KB
27/02/2009 09-100 Feedback statement- Risk management principles for UCITS CESR Document PDF
148.98 KB
18/12/2008 08-543b Guidelines for the prudential assessment of acquisitions and increases in holdings in the financial sector required by Directive 2007/44/EC CESR Document PDF
244.83 KB
19/11/2008 08-712 Feedback statement- CESR statement on Fair value measurement and related disclosures of financial instruments in illiquid markets CESR Document PDF
182.16 KB
16/10/2008 08-774 Feedback statement- Consultation on common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees CESR Document PDF
61.53 KB
02/10/2008 07-044b CESR's guidelines concerning eligible assets for investment by UCITS CESR Document PDF
110.75 KB
24/09/2008 3L3 19/09 M&A Guidelines for the prudential assessment of Mergers and Acquisitions- slides presented at the open hearing on 19 September 2008 CESR Document PDF
237.02 KB