ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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16/02/2009 | 08-220 | CESR Report on the mapping of supervisory powers, supervisory practices, administrative and criminal sanctioning regimes of Member States in relation to the Markets in Financial Instruments Directive (MiFID). | CESR Archive | Final Report | PDF 3.19 MB |
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29/07/2010 | 10-697 | CESR report on trends, risks and vulnerabilities in financial markets | CESR Archive | Final Report | PDF 3.32 MB |
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22/10/2007 | 07-673 | CESR Response to the Commission's request for initial assistance on commodity and exotic derivatives and related business | CESR Archive | Final Report | PDF 216.48 KB |
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13/10/2010 | MiFID Review Compiled Version 2nd set | CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 705.33 KB |
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31/07/2003 | 03-208 | CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies | CESR Archive | Final Report | PDF 206.35 KB |
CESR releases today its advice on draft technical measures to implement the Prospectus Directive(Ref. CESR/03-208 and Annexes), accompanied by a Feedback Statement on the consultation (Ref. CESR/03-209). The proposed measures would need to be met when securities are offered to the public or admitted to trading and responds to a request from the European Commission for technical advice by 31 July 2003. In particular, the advice submitted by CESR will propose the provision of standardised information across the EU for issuing companies to disclose to investors. These disclosure requirements include key financial information, operating results, specific risk factors, a statement on how the company complies with its national corporate governance code, remuneration of key management, as well as potential conflicts of interests. Additionally, to facilitate access to capital for | |||
31/07/2003 | 03-208 Annexes | CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies- Annexes | CESR Archive | Final Report | PDF 405.31 KB |
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01/10/2003 | 03-300 | CESR submits its final advice on the content and format of Prospectus | CESR Archive | Final Report | PDF 279.74 KB |
CESR publishes today its Technical Advice on Level 2 Implementing Measures of the Prospectus Directive (Ref. CESR/03-300). The advice follows a consultation by CESR with industry on the minimum information to be provided in a prospectus; including, a | |||
01/10/2003 | 03-300 Annex E | CESR submits its final advice on the content and format of Prospectus- Annex | CESR Archive | Final Report | PDF 48.81 KB |
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08/01/2004 | 03-399 | CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements | CESR Archive | Final Report | PDF 287.36 KB |
CESR submits its final (and third) package of advice on the Prospectus Directive to the European Commission. The advice follows a consultation by CESR with market participants on the minimum information to be provided in a prospectus, with special reference to the historical financial information to be included in a prospectus and on the dissemination of advertisements. CESR | |||
08/01/2004 | 03-400 | CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements- Feedback Statement | CESR Archive | Final Report | PDF 161.31 KB |
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08/01/2004 | 03-494 | CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements- Summary of answers of a questionnaire on factual information regarding advertisement practices in the Member States | CESR Archive | Final Report | PDF 149.63 KB |
CESR is also publishing the summary to a questionnaire on factual information regarding advertisement practices and relevant legislation in the member states. | |||
08/01/2004 | 03-495 | CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements- Summary of answers to a questionnaire on Exemption from obligation to publish | CESR Archive | Final Report | PDF 145.77 KB |
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08/01/2004 | 03-496 | CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements- Summary of answers to a questionnaire on the equivalence of Propsectus drawn up in 3rd countries | CESR Archive | Final Report | PDF 72.67 KB |
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29/07/2010 | MiFID Review Compiled Version | CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information | CESR Archive | Final Report | PDF 1.13 MB |
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29/07/2010 | 10-808 | CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting | CESR Archive | Final Report | PDF 233.62 KB |
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29/07/2010 | 10-802 | CESR Technical Advice to the European Commission in the Context of the MiFID Review- Equity Markets | CESR Archive | Final Report | PDF 408 KB |
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29/07/2010 | 10-859 | CESR Technical Advice to the European Commission in the context of the MiFID Review- Investor Protection and Intermediaries | CESR Archive | Final Report | PDF 424.13 KB |
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29/07/2010 | 10-799 | CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity Markets Transparency | CESR Archive | Final Report | PDF 261.97 KB |
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25/01/2007 | 06-691 | CESR Website Survey | CESR Archive | Final Report | PDF 76.33 KB |
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05/04/2007 | 07-022b | CESR work to date in relation to the European Commission’s measures on the use of third countries’ GAAP in the EU | CESR Archive | Final Report | PDF 77.98 KB |