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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/03/2015 2015/277 ESMA 2015 Regulatory Work Programme Reference PDF
99.38 KB
18/02/2015 2015/319 Addendum Consultation Paper- MiFID II/MiFIR Consultation Paper PDF
2.78 MB
The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017.
18/02/2015 2015/327 ESMA Budget for 2015 Reference PDF
144.21 KB
26/02/2015 2015/496 MiFID II – Switching on the light without turning-off the tap- Verena Ross, Executive Director, ESMA , Speech PDF
222.55 KB
Verena Ross, Executive Director of ESMA, delivered the keynote speech at the ABA/Law Society Capital Markets Conference 2015 in London on MiFID II which focused on transparency and liquidity issues.
24/03/2015 2015/620 MIFID/MIFIR- CSD hearing before ECON , Speech PDF
117.88 KB
01/04/2015 2015/674 Press release- ESMA launches centralised data projects for MiFIR and EMIR , Press Release PDF
102.28 KB
06/05/2015 2015/675 Guidelines on the application of the definitions in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID) , Guidelines & Recommendations PDF
330.93 KB
15/06/2015 2015/934 ESMA Annual Report 2014 Annual Report PDF
2.29 MB
02/07/2015 2015/MB/38 Final accounts 2014 of the European Securities and Market Authority Reference PDF
1.09 MB
18/02/2016 2015/SMSG/036 SMSG Advice on ESEF , SMSG Advice PDF
109.63 KB
10/02/2016 2016-202 2016 Regulatory Work Programme Reference PDF
43.36 KB
01/07/2016 2016/1064 RTS 22 Annex II National client identifiers for natural persons to be used in transaction reports Reference PDF
224.16 KB
04/07/2016 2016/1068 Call for expressions of interest for CWG for Secondary Markets Standing Committee (SMSC) Reference PDF
260.94 KB
04/07/2016 2016/1068 APPLICATION FORM Application form for SMSC CWG Reference DOCX
35.75 KB
18/07/2016 2016/1139 Call for expressions of interest for Commodity Derivatives Task Force (CDTF) Reference PDF
288.13 KB
18/07/2016 2016/1139 APPLICATION FORM Application form for CDTF CWG Reference DOCX
35.9 KB
20/09/2016 2016/1389 Discussion Paper on the trading obligation for derivatives under MiFIR Consultation Paper PDF
1.3 MB
20/09/2016 2016/1389 RF Reply Form for the DP on the trading obligation for derivatives under MiFIR Reference DOCX
771.18 KB
11/10/2016 2016/1419 ESMA 2017 Work Programme , Reference PDF
559.05 KB
30/09/2016 2016/1421 MiFID II: Status Quo und weitere Entwicklung , Speech PDF
209.64 KB