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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|03/11/2016||2016/1501||ESMA Staff Stakeholder contacts in the Third Quarter 2016||Corporate Information||Reference||PDF
|26/10/2016||2016/1525||Stakeholder meeting procedure||Corporate Information||Reference||PDF
|10/11/2016||2016/1562 REPLY FORM||Reply Form for CP on draft RTS on package orders for which there is a liquid market||MiFID - Secondary Markets||Reference||DOCX
|01/02/2016||2016/200||MiFID registers- information about web service||Short Selling, MiFID - Secondary Markets||Reference||PDF
This document sets out the web service for the following registers:
Shares admitted to trading on regulation markets
Multilateral trading facilities
|11/10/2016||2016/202 rev1||ESMA 2016 Regulatory Work Programme||Corporate Information, Planning reporting budget||Reference||PDF
|11/02/2016||2016/203||2016 Supervisory Convergence Work Programme||Corporate Information, Supervisory convergence||Reference||PDF
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935).
The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment.
Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based.
|11/02/2016||2016/210||ToR CDTF||MiFID - Secondary Markets||Reference||PDF
|04/04/2016||2016/219||ToR CRA TC||Credit Rating Agencies||Reference||PDF
|04/04/2016||2016/221||ToR MDSC||MiFID - Secondary Markets||Reference||PDF
|04/04/2016||2016/227||ToR SMSC||MiFID - Secondary Markets||Reference||PDF
|09/02/2016||2016/272||Call for expression of interest- CWG renewal||MiFID - Secondary Markets||Reference||PDF
|09/02/2016||2016/272AF||2016_mdsc_cwg_application_form||MiFID - Secondary Markets||Reference||DOCX
|08/01/2018||20180103||Overview of MiFID II position management controls||MiFID - Secondary Markets||Reference||XLSX
|07/09/2017||Delegation agreement - FI/DK||Delegation Agreement between Finanssivalvonta and Finansinspektionen||MiFID - Investor Protection, MiFID - Secondary Markets||Reference||PDF
|16/06/2017||Delegation agreement - SE/DK||Delegation Agreement between Finanstilsynet and Finansinspektionen||MiFID - Investor Protection, MiFID - Secondary Markets||Reference||PDF
|22/12/2015||DPO Register||DPO Register||Corporate Information||Reference||PDF
|12/12/2011||ESA-ESRB 2011||Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures||Corporate Information||Reference||PDF
|Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures in order to safeguard information regarding individual financial institutions and information from which individual financial institutions can be identified. It sets out general principles and measures for exchanging, storing and accessing confidential information between the ESRB and each ESA.|
|20/12/2019||ESEF 2019||ESMA ESEF Taxonomy 2019||European Single Electronic Format||Reference||ZIP
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|24/05/2019||ESMA||Reply_form_CP_CRR_ITS||MiFID - Secondary Markets||Reference||DOCX
|24/01/2013||ESMA 2011 Annex 3||2011 Declaration of Assurance by the Executive Director of ESMA||Corporate Information||Reference||PDF