ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/09/2008 3L3 19/09 M&A Guidelines for the prudential assessment of Mergers and Acquisitions- slides presented at the open hearing on 19 September 2008 CESR Document PDF
237.02 KB
30/04/2008 3L3 IA guidelines Impact assessment guidelines for EU Lamfalussy level 3 committees CESR Document PDF
629.67 KB
30/04/2008 3L3 IA FS Feedback statement- Impact assessment guidelines for EU Lamfalussy level 3 Committees CESR Document PDF
170.64 KB
21/02/2008 08-066 Feedback statement- Call for evidence on the possible CESR level 3 work on the Transparency Directive CESR Document PDF
81.12 KB
15/02/2008 08-035 Feedback statement- CESR’s consultation on the content and form of Key Information Document disclosures for UCITS CESR Document PDF
349 KB
17/07/2007 07-434 Guidelines- Level 3 guidelines on the classification of hedge fund indices as financial indice CESR Document PDF
86.92 KB
17/07/2007 07-433 Feedback statement- Level 3 guidelines on the classification of hedge fund indices as financial indice CESR Document PDF
136.12 KB
12/07/2007 06-562b Market Abuse Directive- Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market CESR Document PDF
119.25 KB
This guidance develops the common understanding amongst CESR Members of the following issues: - What constitutes inside information? - When is it legitimate to delay the disclosure of inside information? - When does information relating to a client's pending orders constitute inside information? - Insider lists in multiple jurisdictions This guidance is accompanied by a press release and a feedback statement.
12/07/2007 07-402 Feedback statement- MAD Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market CESR Document PDF
136.52 KB
29/05/2007 07-337 Recommendations- The passport under MiFID CESR Document PDF
129.31 KB
29/05/2007 07-318 Feedback statement- The passport under MiFID CESR Document PDF
118.71 KB
29/05/2007 07-321 Feedback statement- Q&A on Best Execution CESR Document PDF
130.66 KB
29/05/2007 07-228b Recommendations- Inducements under MiFID CESR Document PDF
161.88 KB
29/05/2007 07-316 Feedback statement- CESR Level 3 Recommendations on Inducements under MiFID CESR Document PDF
151.26 KB
29/05/2007 07-301 Guidelines- CESR Level 3 Guidelines on MiFID Transaction reporting CESR Document PDF
84.97 KB
29/05/2007 07-319 Feedback statement- CESR Level 3 Guidelines on MiFID Transaction Reporting CESR Document PDF
80.39 KB
19/03/2007 07-044 CESR's guidelines concerning eligible assets for investment by UCITS CESR Document PDF
131.42 KB
CESR publishes today its final Level 3 guidelines on eligible assets of UCITS (Ref. CESR/07-044). These guidelines complement the Level 2 implementing Directive adopted today by the European Commission (see http://eur-lex.europa.eu/en/index.htm)
09/02/2007 06-552c CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive CESR Document PDF
76.94 KB
09/02/2007 07-085 Feedback statement- CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive CESR Document PDF
112.65 KB
09/02/2007 07-043 CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data CESR Document PDF
174.96 KB