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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/11/2013 2013/998 LT Gairės dėl pavyzdinio susitarimo memorandumo dėl konsultavimosi, bendradarbiavimo ir keitimosi informacija vykdant AIFV direktyvoje nustatytų subjektų priežiūrą Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
256.19 KB
29/11/2013 2013/998 LV Pamatnostādnes saprašanās paraugmemorandam par konsultācijām, sadarbību un informācijas apmaiņu saistībā ar alternatīvo ieguldījumu fondu pārvaldnieku (AIFP) struktūru Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
303.13 KB
29/11/2013 2013/998 MT Linji gwida dwar il-mudell tal-MtQ dwar konsultazzjoni, kooperazzjoni u l-iskambju ta’ informazzjoni relatati mas-superviżjoni ta’ entitajiet tal-AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
268.8 KB
29/11/2013 2013/998 NL Richtsnoeren voor het model voor een MvO inzake de raadpleging, de samenwerking en de uitwisseling van informatie met betrekking tot het toezicht op AIFMD-entiteiten Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
244.53 KB
29/11/2013 2013/998 PL Wytyczne dotyczące modelowego protokołu ustaleń w sprawie konsultacji, współpracy i wymiany informacji związanych z nadzorem nad podmiotami, których dotyczy dyrektywa w sprawie ZAFI Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
252.73 KB
29/11/2013 2013/998 PT Orientações relativas ao modelo de MoU sobre consulta, cooperação e troca de informações relacionadas com a supervisão das entidades referidas na Diretiva AIFM Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
285.42 KB
29/11/2013 2013/998 RO 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
263.01 KB
29/11/2013 2013/998 SK 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
269.81 KB
29/11/2013 2013/998 SV Riktlinjer för mall för samförståndsavtal om samråd, samarbete och informationsutbyte i samband med övervakning av enheter enligt AIFM-direktivet Fund Management, Guidelines and Technical standards Guidelines & Recommendations PDF
241.59 KB
22/08/2014 2014/1103 Review of the CESR guidelines on a Common Definition of European Money Market Funds Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
248.05 KB		 The European Securities and Markets Authority (ESMA) published today its opinion on how national competent authorities should apply the modifications to the CESR guidelines on money market funds set out in the report on Mechanistic Reference to Credit Ratings in the ESA’s Guidelines and Recommendations  (JC 2014 004) issued by the Joint Committee of the three ESAs, when monitoring the application of the CESR guidelines by the relevant financial market participants. The Joint Committee report was published on 6 February 2014, setting out the manner in which the CESR guidelines were to be amended, in particular with respect to the assessment of credit quality of money market instruments by managers of Short-Term Money Market Funds (ST MMFs) and Money Market Funds (MMFs).
24/03/2014 2014/294 Final Report on Revision of Guidelines ETFs and other UCITS issues Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
241.59 KB		 Reasons for publication In December 2012, ESMA published the guidelines on ETFs and other UCITS issues (ESMA/2012/832) (hereafter the guidelines). Since the entry into force of the guidelines on 18 February 2013, ESMA has been asked by stakeholders on numerous occasions to reconsider its position on the requirements on collateral diversification (paragraph 43(e) of the guidelines) on the basis that they have a significant adverse impact on UCITS’s collateral management policies. Stakeholders drew particular attention to the consequences for money market funds that place cash into reverse repurchase agreements. On 20 December 2013, ESMA published a consultation paper (ESMA/2013/1974) in which the Authority set out proposed amendments to paragraph 43(e) of the guidelines. Contents Annex I of this final report sets out ESMA’s position on collateral management by UCITS. The guidelines in Annex I modify the rules on collateral diversification in paragraph 43(e) of the existing guidelines and introduce some further consequential changes. Next steps The guidelines in Annex I of this report will be translated into the official EU languages and published on the ESMA website. The publication of the translations will trigger a two-month period during which NCAs must notify ESMA whether they comply or intend to comply with the guidelines.
08/08/2014 2014/869 Guidelines on reporting obligations under Articles 3(3)(d) and 24(1), (2) and (4) of the AIFMD Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
585.72 KB
01/08/2014 2014/937 Guidelines on ETFs and other UCITS issues Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
339.57 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
01/08/2014 2014/937 bg Насоки относно борсово търгуваните фондове (ETF) и въпросите за ПКИПЦ Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
382.04 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
01/08/2014 2014/937 cs Obecné pokyny týkající se ETF a jiné problematiky SKIPCP Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
353.76 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
01/08/2014 2014/937 da Retningslinjer om børshandlede fonde (ETF'er) og andre forhold relateret til investeringsinstitutter (UCITS) Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
346.87 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
01/08/2014 2014/937 de Leitlinien zu börsengehandelten Indexfonds (Exchange-Traded Funds, ETF) und anderen OGAW-Themen Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
366.31 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
01/08/2014 2014/937 el Κατευθυντήριες γραμμές σχετικά με τα διαπραγματεύσιμα αμοιβαία κεφάλαια και άλλα θέματα που αφορούν τους ΟΣΕΚΑ Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
382.29 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
01/08/2014 2014/937 es Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
351.34 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.
01/08/2014 2014/937 et Börsil kaubeldavate fondide ja muude eurofondide emissioone käsitlevad suunised Guidelines and Technical standards, Fund Management Guidelines & Recommendations PDF
336.89 KB		 This is an update of the guidelines originally published in 2012.  The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions.

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