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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|22/01/2019||ESMA22-106-1604||Summary of Conclusions Management Board meeting 17 December 2018||Management Board||Summary of Conclusions||PDF
|06/12/2018||ESMA22-106-1391||Summary of Conclusions Management Board meeting 6 November 2018||Management Board||Summary of Conclusions||PDF
|13/11/2018||ESMA35-43-1206||MiFID II Supervisory Briefing on Suitability||MiFID - Investor Protection||Reference||PDF
|07/11/2018||ESMA22-106-1339||Summary of Conclusions Management Board meeting 25 September 2018||Management Board||Summary of Conclusions||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|31/10/2018||ESMA20-92-103||ESMA Staff Stakeholder contacts in the Third Quarter 2018||Corporate Information||Reference||PDF
|03/10/2018||ESMA20-95-933||2019 Work Programme||Board of Supervisors, Corporate Information, Planning reporting budget||Reference||PDF
|01/10/2018||ESMA35-43-1391||Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options||MiFID - Investor Protection||Reference||PDF
|27/09/2018||ESMA22-106-1079||Summary of Conclusions Management Board meeting 10 July 2018||Management Board||Summary of Conclusions||PDF
|30/08/2018||ESMA20-92-95||ESMA Staff Stakeholder contacts in the Second Quarter 2018||Corporate Information||Reference||PDF
|23/08/2018||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|21/08/2018||ESMA02-91-1957||Audit Opinion on ESMA Final Accounts Financial Year 2017||Corporate Information, Planning reporting budget||Reference||PDF
|24/07/2018||ESMA42-111-4653||Follow-up Report to the Peer Review on MiFID Suitability Requirements||MiFID - Investor Protection||Report||PDF
|17/07/2018||ESMA32-51-522||ESMA response to the European Commission consultation on the Fitness Check on the EU Framework for public reporting by companies||Corporate Disclosure, IAS Regulation||Report||PDF
|16/07/2018||ESMA22-106-1021||Summary of Conclusions Management Board meeting 23 May 2018||Management Board||Summary of Conclusions||PDF
|01/06/2018||ESMA35-43-1135||Notice of ESMA's Product Intervention Decisions on CFDs and binary options||MiFID - Investor Protection, Warnings and publications for investors||Reference||PDF
|01/06/2018||ESMA50-162-215||Product Intervention Analysis CFDs||MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|01/06/2018||ESMA50-162-214||Product Intervention Analysis Binary Options||MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors||Report||PDF
|18/05/2018||ESMA35-30-643||IPISC Terms of Reference||MiFID - Investor Protection||Reference||PDF
|04/05/2018||ESMA20-92-92||ESMA Staff Stakeholder contacts in the First Quarter 2018||Corporate Information||Reference||PDF