ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/02/2014 2012/388 HR Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz funkciju praćenja usklađenosti Guidelines & Recommendations PDF
269.15 KB
28/09/2012 2012/388 HU Iránymutatások a megfelelési funkcióra vonatkozó MiFID-követelmények bizonyos szempontjairól , Guidelines & Recommendations PDF
362.16 KB
28/09/2012 2012/388 IT Orientamenti- su alcuni aspetti dei requisiti della funzione di controllo della conformità di cui alla MiFID , Guidelines & Recommendations PDF
356.35 KB
28/09/2012 2012/388 LT Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų , Guidelines & Recommendations PDF
372.16 KB
28/09/2012 2012/388 LV Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību , Guidelines & Recommendations PDF
355.06 KB
28/09/2012 2012/388 MT Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID , Guidelines & Recommendations PDF
362.34 KB
28/09/2012 2012/388 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie , Guidelines & Recommendations PDF
357.72 KB
28/09/2012 2012/388 PL Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem , Guidelines & Recommendations PDF
369.1 KB
28/09/2012 2012/388 PT Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF , Guidelines & Recommendations PDF
365.51 KB
28/09/2012 2012/388 RO Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii , Guidelines & Recommendations PDF
362.63 KB
28/09/2012 2012/388 SK Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) , Guidelines & Recommendations PDF
375.81 KB
28/09/2012 2012/388 SL Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID , Guidelines & Recommendations PDF
365.04 KB
28/09/2012 2012/388 SV Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID , Guidelines & Recommendations PDF
346.11 KB
18/12/2012 2012/832 Guidelines on ETFs and other UCITS issues Guidelines & Recommendations PDF
333.17 KB

Guidelines on ETFs and other UCITS issues

11/02/2013 2013/201 Guidelines on sound remuneration policies under the AIFMD Guidelines & Recommendations PDF
987.73 KB
03/07/2013 2013/232 Guidelines on sound remuneration policies under the AIFMD Guidelines & Recommendations PDF
731.73 KB
31/01/2014 2013/232 HR Guidelines on sound remuneration policies under the AIFMD , Guidelines & Recommendations PDF
604.41 KB
20/03/2013 2013/319 The consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive , Guidelines & Recommendations PDF
540.48 KB

This document contains an update of the CESR recommendations.

24/04/2014 2013/606 BG Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) , Guidelines & Recommendations PDF
298.55 KB
01/10/2013 2013/606 CS Zásady a postupy v oblasti odměňování (MiFID) , Guidelines & Recommendations PDF
343.56 KB