ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2012 2012/388 FI Ohjeet compliance- toimintoa koskevista MiFIDin vaatimuksista tietyiltä osin , Guidelines & Recommendations PDF
247.93 KB
28/09/2012 2012/388 LV Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību , Guidelines & Recommendations PDF
355.06 KB
28/09/2012 2012/388 LT Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų , Guidelines & Recommendations PDF
372.16 KB
28/09/2012 2012/388 MT Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID , Guidelines & Recommendations PDF
362.34 KB
28/09/2012 2012/388 PL Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem , Guidelines & Recommendations PDF
369.1 KB
28/09/2012 2012/388 PT Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF , Guidelines & Recommendations PDF
365.51 KB
28/09/2012 2012/388 RO Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii , Guidelines & Recommendations PDF
362.63 KB
28/09/2012 2012/388 SK Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) , Guidelines & Recommendations PDF
375.81 KB
28/09/2012 2012/388 SL Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID , Guidelines & Recommendations PDF
365.04 KB
28/09/2012 2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID , Guidelines & Recommendations PDF
359.25 KB
28/09/2012 2012/388 SV Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID , Guidelines & Recommendations PDF
346.11 KB
19/10/2012 2012/682 Guide to investing , Reference PDF
569.39 KB
31/10/2012 2012/718 Final annual accounts of ESMA for 2011 Reference PDF
841.35 KB
21/11/2012 ECA/ESMA 2011 Report on the annual accounts of the European Securities and Markets Authority for the financial year 2011 together with the Authority’s replies Reference PDF
114.64 KB
19/12/2012 2012/850 MiFID supervisory briefing- Suitability Reference PDF
238 KB
20/12/2012 2012/852 Guidelines for establishing consistent, efficient and effective assessments of interoperability arrangements Consultation Paper PDF
445.22 KB
20/12/2012 2012/849 Letter to IAASB on Improving the Auditor's Report Letter PDF
263.73 KB
03/01/2013 2012/874 Report to the European Parliament, the Council and the Commission on the budgetary implications of Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) Final Report PDF
526.73 KB
19/02/2013 2013/84 Feedback statement on the consultation regarding the role of the proxy advisory industry , Statement PDF
559.31 KB
19/02/2013 2013/240 ESMA recommends EU Code of Conduct for proxy advisor industry , , Press Release PDF
140.27 KB