ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
229
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X IFRS Supervisory Convergence X Trading X CESR Archive X Market Abuse X Securitisation X Consultation Paper X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/02/2010 09-1215b Consultation paper on proposed extension on major shareholding notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares Consultation Paper PDF
327.48 KB
29/01/2010 09-768 Consultation paper on guidance to report transactions on OTC derivative instruments Consultation Paper PDF
641.91 KB
18/12/2009 09-1175 Call for evidence on cross-sectoral internal governance issues Consultation Paper PDF
86.5 KB
28/10/2009 09-963 CESR’s advice on the level 2 measures related to the UCITS management company passport Consultation Paper PDF
977.11 KB
27/10/2009 09-859 Call for evidence- The use of a standard reporting format for financial reporting of issuers having securities admitted to trading on regulated markets Consultation Paper PDF
165.22 KB
22/10/2009 09-958 Consultation paper on Inducements: Good and poor practices Consultation Paper PDF
913.64 KB
21/10/2009 09-955 Consultation paper- Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance Consultation Paper PDF
668.56 KB
20/10/2009 09-850 Consultation paper- A common definition of European money market funds Consultation Paper PDF
248.61 KB
14/10/2009 09-665 Consultation paper- Understanding the definition of advice under MiFID Consultation Paper PDF
302.13 KB
29/09/2009 09-837 Consultation paper- Trade Repositories in the European Union Consultation Paper PDF
155.92 KB
17/09/2009 09-785 Consultation paper- CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross-border notification of UCITS Consultation Paper PDF
326.31 KB
04/08/2009 09-716 Consultation paper- Addendum to CESR’s consultation paper on the format and content of Key Information Document disclosures for UCITS (Ref. CESR/09-552) Consultation Paper PDF
376.71 KB
22/07/2009 09-618 Consultation paper- Classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members Consultation Paper PDF
205.07 KB
09/07/2009 09-579 Consultation paper- CRAs Central Repository Consultation Paper PDF
474.56 KB
08/07/2009 09-552 Consultation paper- CESR’s technical advice at level 2 on the format and content of Key Information Document disclosures for UCITS Consultation Paper PDF
763.12 KB
08/07/2009 09-581 Consultation paper- CESR Proposal for a Pan-European Short Selling Disclosure Regime Consultation Paper PDF
165.57 KB
08/07/2009 09-624 Consultation paper- CESR’s technical advice to the European Commission on the level 2 measures related to the UCITS management company passport Consultation Paper PDF
972.04 KB
15/06/2009 09-489 Consultation Paper- CESR’s technical advice at level 2 on Risk Measurement for the purposes of the calculation of UCITS’ global exposure Consultation Paper PDF
432.76 KB
08/06/2009 09-406b Call for evidence on mutual recognition with non-EU jurisdictions Consultation Paper PDF
237.97 KB
14/05/2009 09-295 Consultation paper- MiFID complex and non-complex financial instruments for the purposes of the Directive’s appropriateness requirements Consultation Paper PDF
530.01 KB