ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X Supervisory convergence X Market Abuse X Market Integrity X Prospectus X Technical Standards X CESR Document X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 31/07/2019 | ESMA-35-43-1995 | ESMA opinion under Article 43(2) MiFIR (PL_CFD) | MiFID - Investor Protection | Opinion | PDF 120.29 KB |
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| 17/06/2019 | ESMA-35-43-1996 | ESMA opinion under Article 43(2) MiFIR (PT_BO) | MiFID - Investor Protection | Opinion | PDF 99.19 KB |
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| 17/06/2019 | ESMA-35-43-1997 | ESMA opinion under Article 43(2) MiFIR (PT_CFD) | MiFID - Investor Protection | Opinion | PDF 99.74 KB |
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| 01/07/2019 | ESMA-35-43-1998 | ESMA opinion under Article 43(2) MiFIR (SE_BO) | MiFID - Investor Protection | Opinion | PDF 98.9 KB |
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| 02/07/2019 | ESMA-35-43-1999 | ESMA opinion under Article 43(2) MiFIR (SE_CFD) | MiFID - Investor Protection | Opinion | PDF 99.46 KB |
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| 27/08/2019 | ESMA-35-43-2062 | ESMA opinion under Article 43(2) MiFIR (SI_BO) | MiFID - Investor Protection | Opinion | PDF 100.66 KB |
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| 27/08/2019 | ESMA-35-43-2063 | ESMA opinion under Article 43(2) MiFIR (SI_CFD) | MiFID - Investor Protection | Opinion | PDF 100.96 KB |
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| 12/06/2019 | ESMA-35-43-1950 | ESMA opinion under Article 43(2) MiFIR (SK_BO) | MiFID - Investor Protection | Opinion | PDF 98 KB |
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| 02/07/2019 | ESMA-35-43-1961 | ESMA opinion under Article 43(2) MiFIR (UK_CFD) | MiFID - Investor Protection | Opinion | PDF 129.88 KB |
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| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
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| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
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| 15/05/2009 | 09-220 | Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market | Market Abuse | CESR Document | PDF 238.16 KB |
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| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
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| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
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| 18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
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| 20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
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| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
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| 07/02/2014 | 2014/146 | MiFID practices for firms selling complex products | MiFID - Investor Protection, Warnings and publications for investors | Opinion | PDF 122.37 KB |
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| 20/05/2021 | ESMA70-156-4262 | Opinion for the adjustment of the threshold set out in Article 5(2) of SSR | COVID-19, Market Integrity, Short Selling | Opinion | PDF 429.84 KB |
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| 02/05/2022 | ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 1.76 MB |