ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
137
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Securities and Markets Stakeholder Group X Trade Repositories X Corporate Disclosure X Trading X Technical Advice X Opinion X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/07/2019 ESMA-35-43-1998 ESMA opinion under Article 43(2) MiFIR (SE_BO) Opinion PDF
98.9 KB
02/07/2019 ESMA-35-43-1999 ESMA opinion under Article 43(2) MiFIR (SE_CFD) Opinion PDF
99.46 KB
27/08/2019 ESMA-35-43-2062 ESMA opinion under Article 43(2) MiFIR (SI_BO) Opinion PDF
100.66 KB
27/08/2019 ESMA-35-43-2063 ESMA opinion under Article 43(2) MiFIR (SI_CFD) Opinion PDF
100.96 KB
12/06/2019 ESMA-35-43-1950 ESMA opinion under Article 43(2) MiFIR (SK_BO) Opinion PDF
98 KB
02/07/2019 ESMA-35-43-1961 ESMA opinion under Article 43(2) MiFIR (UK_CFD) Opinion PDF
129.88 KB
01/03/2012 2012/137 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU , Technical Advice PDF
1.32 MB
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD).  The advice was submitted to the Commission on 29 February 2012.  In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making.
09/01/2013 2012/864 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU , Technical Advice PDF
1.23 MB
04/02/2020 ESMA35-43-2134 ESMA’s Technical Advice to the Commission on the effects of product intervention measures Technical Advice PDF
425.6 KB
04/10/2011 2011/323 Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU , Technical Advice PDF
797.56 KB
18/12/2013 2013/1944 Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation , Opinion PDF
75.6 KB
20/03/2013 2013/317 Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive , Opinion PDF
725.59 KB
24/10/2017 ESMA70-155-2270 MiFID II position limits London cocoa contracts Opinion PDF
124.05 KB
24/10/2017 ESMA-70-155-1818 MiFID II position limits on aluminium contracts Opinion PDF
130.07 KB
24/10/2017 ESMA70-155-1822 MiFID II position limits on copper products Opinion PDF
128.82 KB
24/10/2017 ESMA70-155-2288 MiFID II position limits on ICE white sugar contracts Opinion PDF
122.88 KB
24/10/2017 ESMA70-155-1826 MiFID II position limits on lead contracts Opinion PDF
128.95 KB
24/10/2017 ESMA70-155-1830 MiFID II position limits on nickel contracts Opinion PDF
130.34 KB
24/10/2017 ESMA70-155-2274 MiFID II position limits on Robusta coffee contracts Opinion PDF
138.74 KB
24/10/2017 ESMA70-155-183 MiFID II position limits on tin contracts Opinion PDF
126.6 KB