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|11/02/2016||2016/284||ESMA publishes first supervisory convergence work programme||Corporate Information, Press Releases, Supervisory convergence||Press Release||PDF
The European Securities and Markets Authority (ESMA) has published its first Supervisory Convergence Work Programme 2016 (SCWP), which details the activities and tasks it will carry out to promote sound, efficient and consistent supervision across the European Union.
The publication of the SCWP expands on the high-level objective outlined in the Annual Work Programme 2016 and fulfils a key commitment in ESMA’s Strategic Orientation 2016-2020 to outline how it would refocus its resources from single rulebook to supervisory convergence work.
|17/02/2016||2016/300||Warning- Unauthorised use of ESMA’s identity and logo||Corporate Information, Press Releases||Press Release||PDF
Unauthorised use of ESMA’s identity and logo
The European Securities and Markets Authority (ESMA) has been informed that its identity and logo have been used in communications targeting company employees in order to request the transfer of company money.
In addition, ESMA has been informed that attempts were made to use the name of a senior member of ESMA staff also for the purpose of fraudulent scams targeting a savings bank and a listed issuer.
Please note that all references to ESMA or any ESMA employees in these communications, which do not originate from ESMA, are entirely false and have been made without ESMA’s knowledge or consent.
In order to protect yourself against these unauthorised communications, ESMA advises you:
Be aware that fraudsters might use ESMA’s name, logo or the name of an ESMA staff member, a bogus website which appears to be that of ESMA, and/or make bogus references to people said to work in ESMA. Be aware of the following when making your checks:
|21/03/2016||2016/402||Letter EU Comm Guersent- position limits||MiFID - Secondary Markets||Letter||PDF
|21/03/2016||2016/403||Letter EU Comm Guersent- Ancillary Activity||MiFID - Secondary Markets||Letter||PDF
|21/03/2016||2016/404||Letter EU Comm Guersent- Non-equity transparency||MiFID - Secondary Markets||Letter||PDF
|04/04/2016||2016/566||ESMA not to exempt ETD under MiFID II||Press Releases, MiFID - Secondary Markets||Press Release||PDF
|02/05/2016||2016/566||Press release MiFID II RTS||Press Releases, MiFID - Secondary Markets||Press Release||PDF
|07/04/2016||2016/582||ESMA finds room for improvement in national supervision of investment advice to retail clients||MiFID - Investor Protection, Press Releases, Supervisory convergence||Press Release||PDF
|26/04/2016||2016/648||ESMA response to the Commission Green Paper on retail financial services||MiFID - Investor Protection||Letter||PDF
|02/05/2016||2016/672||Letter Commission- Opinions RTS 2 and RTS 21||MiFID - Secondary Markets||Letter||PDF
|26/05/2016||2016/734||Key note speech for the City week 2016 – Verena Ross, 9 May, London||Speeches, MiFID - Secondary Markets||Speech||PDF
|26/05/2016||2016/739||Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London||MiFID - Investor Protection, Speeches||Speech||PDF
|30/05/2016||2016/742||ESMA issues opinion on MiFID II standards on ancillary activities||Press Releases, MiFID - Secondary Markets||Press Release||PDF
|02/06/2016||2016/903||ESMA reminds firms of responsibilities when selling bail-in securities||MiFID - Investor Protection||Press Release||PDF
|13/06/2016||2016/945||Speech for the DSGV Kapitalmarktsymposium- Verena Ross, 10 June 2016, Berlin||MiFID - Secondary Markets||Speech||PDF
|15/06/2015||2018/933||Press release- ESMA launches new strategy and publishes 2014 annual report||Corporate Information, Press Releases||Press Release||PDF
|13/05/2015||22392237||Letter from the European Commission- Early legal review||Corporate Information||Letter||PDF
|27/01/2016||ESA/2016/07||The cross-selling of financial products – ESA request to the European Commission||Joint Committee, MiFID - Investor Protection||Letter||PDF
|28/10/2016||ESMA/2016/1527||ESMA sets enforcement priorities for listed companies’ 2016 financial statements||Corporate Disclosure, Corporate Information, IFRS Supervisory Convergence||Press Release||PDF