ESMA LIBRARY
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MiFID - Investor Protection X MiFID - Secondary Markets X Risk Analysis & Economics - Markets Infrastructure Investors X Speech X Reference X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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19/10/2017 | ESMA50-165-421 | EU derivatives markets ─ a first-time overview | MiFID - Secondary Markets, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Trade Repositories | Reference | PDF 477.35 KB |
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16/10/2017 | ESMA65-8-5046 | FIRDS- Instructions on access and download of full and delta reference data files | ITMG, Market Integrity, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Reference | PDF 291.36 KB |
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09/10/2017 | ESMA70-145-238 | Legal Entity Identifier- Briefing Note | MiFID - Secondary Markets | Reference | PDF 181.66 KB |
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05/10/2017 | ESMA35-42-597 | Speech by Steven Maijoor on financial education and investor protection in Europe- IOSCO World Investor Week | MiFID - Investor Protection, Speeches | Speech | PDF 222.15 KB |
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02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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22/09/2017 | ESMA71-319-53 | Verena Ross Keynote AFME Compliance and Legal Conference | MiFID - Secondary Markets, Speeches | Speech | PDF 236.94 KB |
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15/09/2017 | ESMA70-154-259 | Procedure for exemption of MiFIR access provisions for trading venues as regards exchange-traded derivatives | MiFID - Secondary Markets | Reference | PDF 201.65 KB |
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07/09/2017 | Delegation agreement - FI/DK | Delegation Agreement between Finanssivalvonta and Finansinspektionen | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 233.71 KB |
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20/06/2017 | WP12017 | ESMA working paper on collateral scarcity premia in Euro area repo markets | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 1.01 MB |
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19/06/2017 | ESMA70-156-166 | Response template consultation trading obligation MiFIR | MiFID - Secondary Markets | Reference | DOCX 771 KB |
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16/06/2017 | Delegation agreement - SE/DK | Delegation Agreement between Finanstilsynet and Finansinspektionen | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 113.56 KB |
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04/04/2017 | ESMA658-3153 | FIRDS Transparency Non-Equity conditional completeness table | MiFID - Secondary Markets | Reference | XLSX 44.35 KB |
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20/03/2017 | ESMA50-165-287 | ESMA Risk Dashboard No. 1, 2017 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 923.68 KB |
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17/03/2017 | esma35-30-479 | IPISC CWG Application form 2017 | MiFID - Investor Protection | Reference | DOCX 211.55 KB |
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17/03/2017 | ESMA 35-30-473 | Call for expressions of interest- Consultative Working Group for ESMA’s IPISC 2017 | MiFID - Investor Protection | Reference | PDF 270.59 KB |
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07/02/2017 | ESMA50-1121423017-286 | ESMA Risk Assessment Work Programme 2017 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 422.57 KB |
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16/01/2017 | ESMA00-6-265 | Briefing note on MiFID II technical data reporting requirements | MiFID - Secondary Markets | Reference | PDF 146.74 KB |
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02/12/2016 | 2016/1640 | Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference | MiFID - Investor Protection, Speeches | Speech | PDF 281.71 KB |
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01/12/2016 | RD 2016/04 | ESMA Risk Dashboard No. 4 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 848.82 KB |
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17/11/2016 | 2016/1584 | Safeguarding investors is key to ensuring the capital markets Union’s success | MiFID - Investor Protection, Speeches | Speech | PDF 323.38 KB |