ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/04/2017 | ESMA658-3153 | FIRDS Transparency Non-Equity conditional completeness table | MiFID - Secondary Markets | Reference | XLSX 44.35 KB |
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| 31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
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| 29/03/2017 | ESMA70-145-48 | Draft technical standards under the Benchmarks Regulation | Benchmarks | Report | PDF 1.75 MB |
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| 17/03/2017 | esma35-30-479 | IPISC CWG Application form 2017 | MiFID - Investor Protection | Reference | DOCX 211.55 KB |
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| 17/03/2017 | ESMA 35-30-473 | Call for expressions of interest- Consultative Working Group for ESMA’s IPISC 2017 | MiFID - Investor Protection | Reference | PDF 270.59 KB |
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| 28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |
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| 16/01/2017 | ESMA00-6-265 | Briefing note on MiFID II technical data reporting requirements | MiFID - Secondary Markets | Reference | PDF 146.74 KB |
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| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
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| 16/11/2016 | 2016-1573 | ESMA response to the Commission Consultation on a potential EU personal pension framework | MiFID - Investor Protection | Reference | PDF 102.55 KB |
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| 10/11/2016 | 2016/1562 REPLY FORM | Reply Form for CP on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Reference | DOCX 774.65 KB |
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| 10/11/2016 | 2013/68c | Protocol on the operation of ESMA MiFID Database final | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 333.11 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 06/10/2016 | 2016/1440 reply form | Reply form for Guidelines on the calibration, publication and reporting of trading halts | MiFID - Secondary Markets | Reference | DOCX 753.86 KB |
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| 05/10/2016 | 2016/1437 RF | Reply Form to CP on Guidelines on the management body of market operators and data reporting services providers | MiFID - Secondary Markets | Reference | DOCX 754.18 KB |
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| 03/10/2016 | 2016/1422 | Reply form to consultation on non-equity tape | MiFID - Secondary Markets | Reference | DOCX 754.13 KB |
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| 30/09/2016 | 2016/1414 | Methodological Framework- Model Written Arrangements for Benchmark Colleges | Benchmarks | Reference | PDF 272.57 KB |
Article 46 of the Regulation (EU) No 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds (Regulation) provides that the competent authority of an administrator of a critical benchmark that is referred to in points (a) and (c) of Article 20(1) of the Regulation shall establish a college. ESMA will be a member of every college and according to Article 46(7) of the Regulation may give advice concerning the written arrangements. To promote the convergent operation of benchmark colleges, ESMA has developed model written arrangements that may be used by administrators of critical benchmarks according to Article 46(6) of the Regulation. |
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| 29/09/2016 | 2016/1406 reply form | Reply form to the Consultation paper on Benchmarks | Benchmarks | Reference | DOCX 757.37 KB |
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| 20/09/2016 | 2016/1389 RF | Reply Form for the DP on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | DOCX 771.18 KB |
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| 18/07/2016 | 2016/1139 | Call for expressions of interest for Commodity Derivatives Task Force (CDTF) | MiFID - Secondary Markets | Reference | PDF 288.13 KB |
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| 18/07/2016 | 2016/1139 APPLICATION FORM | Application form for CDTF CWG | MiFID - Secondary Markets | Reference | DOCX 35.9 KB |