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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/02/2016 2016/272 Call for expression of interest- CWG renewal Reference PDF
171.58 KB
11/02/2016 2016/203 2016 Supervisory Convergence Work Programme , Reference PDF
340.61 KB

The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935).

The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU.  It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment.

Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based.

11/02/2016 2016/210 ToR CDTF Reference PDF
134.83 KB
11/02/2016 2016/213 ToR OWG Transparency Reference PDF
105.18 KB
25/02/2016 2016 Calendar 2016 Calendar of the Chair and Executive Director of ESMA Reference PDF
255.52 KB
03/03/2016 Mifid mapping Mapping- fields in MiFID systems Reference XLSX
9.54 KB

This document provides a mapping of the fields between the old MiFID database http://mifiddatabase.esma.europa.eu/ and the lists available on the Registers portal http://registers.esma.europa.eu/publication/ 

04/04/2016 2016/216 ToR EECS Reference PDF
103.12 KB
04/04/2016 2016/221 ToR MDSC Reference PDF
116.48 KB
04/04/2016 2016/225 ToR IPISC Reference PDF
115.58 KB
04/04/2016 2016/227 ToR SMSC Reference PDF
143.74 KB
04/04/2016 2016/217 ToR IFRS PG Reference PDF
95.62 KB
01/07/2016 2016/1064 RTS 22 Annex II National client identifiers for natural persons to be used in transaction reports Reference PDF
224.16 KB
04/07/2016 2016/1068 APPLICATION FORM Application form for SMSC CWG Reference DOCX
35.75 KB
04/07/2016 2016/1068 Call for expressions of interest for CWG for Secondary Markets Standing Committee (SMSC) Reference PDF
260.94 KB
15/07/2016 2016/1092 ESMA Staff Stakeholder contacts in the Second Quarter 2016 Reference PDF
247.63 KB
18/07/2016 2016/1139 APPLICATION FORM Application form for CDTF CWG Reference DOCX
35.9 KB
18/07/2016 2016/1139 Call for expressions of interest for Commodity Derivatives Task Force (CDTF) Reference PDF
288.13 KB
20/09/2016 2016/1389 RF Reply Form for the DP on the trading obligation for derivatives under MiFIR Reference DOCX
771.18 KB
03/10/2016 2016/1422 Reply form to consultation on non-equity tape Reference DOCX
754.13 KB
05/10/2016 2016/1437 RF Reply Form to CP on Guidelines on the management body of market operators and data reporting services providers Reference DOCX
754.18 KB