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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/03/2004 03-135-Norway Correspondence Table on CESR Standards for Alternative Trading Systems- Norway Final Report PDF
99.54 KB
04/03/2004 03-135-Poland Correspondence Table on CESR Standards for Alternative Trading Systems- Poland Final Report PDF
119.4 KB
04/03/2004 03-135-Portugal Correspondence Table on CESR Standards for Alternative Trading Systems- Portugal Final Report PDF
96.06 KB
04/03/2004 03-135-Slovak Republic Correspondence Table on CESR Standards for Alternative Trading Systems- Slovak Republic Final Report PDF
91.36 KB
04/03/2004 03-135-Slovenia Correspondence Table on CESR Standards for Alternative Trading Systems- Slovenia Final Report PDF
93.22 KB
04/03/2004 03-135-Spain Correspondence Table on CESR Standards for Alternative Trading Systems- Spain Final Report PDF
96.66 KB
04/03/2004 03-135-Sweden Correspondence Table on CESR Standards for Alternative Trading Systems- Sweden Final Report PDF
105.2 KB
04/03/2004 03-135-The Netherlands Correspondence Table on CESR Standards for Alternative Trading Systems- The Netherlands Final Report PDF
122.76 KB
04/03/2004 03-135-UK Correspondence Table on CESR Standards for Alternative Trading Systems- UK Final Report PDF
123.04 KB
04/07/2003 03-175c Third Meeting of the CESR Market Participants Consultative Panel Final Report PDF
1.08 MB
Public statement on the Third meeting of the CESR Market Participants Consultative Panel held on 12th June 2003 in Paris.
31/07/2003 03-208 CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies Final Report PDF
206.35 KB
CESR releases today its advice on draft technical measures to implement the Prospectus Directive(Ref. CESR/03-208 and Annexes), accompanied by a Feedback Statement on the consultation (Ref. CESR/03-209). The proposed measures would need to be met when securities are offered to the public or admitted to trading and responds to a request from the European Commission for technical advice by 31 July 2003. In particular, the advice submitted by CESR will propose the provision of standardised information across the EU for issuing companies to disclose to investors. These disclosure requirements include key financial information, operating results, specific risk factors, a statement on how the company complies with its national corporate governance code, remuneration of key management, as well as potential conflicts of interests. Additionally, to facilitate access to capital for
31/07/2003 03-208 Annexes CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies- Annexes Final Report PDF
405.31 KB
03/09/2003 03-212c CESR's Advice on the Second Set of Level 2 Implementing Measures for the Market Abuse Directive Final Report PDF
176.03 KB
The Committee of European Securities Regulators (CESR) released today the Advice on the Second Set of Implementing Measures for the Market Abuse Directive (Ref. CESR/03-212c), to be taken into account by the European Commission following the Market Abuse Directive. This Directive has to be implemented by Member States by October 2004. The implementing measures covered by the advice include: Guidelines for determining accepted market practices; inside information on commodity derivative markets; the maintenance of insider lists by issuers; the disclosure of transactions by senior managers; the obligation by financial intermediaries to report suspicious transactions. The work on the advice was undertaken by the CESR Expert Group on Market Abuse under the Chairmanship of Professor Stavros Thomadakis, Chairman of the Hellenic Capital Market Commission.
01/07/2003 03-232 Results of CESR’s public consultation on the future Market Abuse Directive Final Report PDF
89.99 KB
16/07/2003 03-233 Results of CESR's public consultation on the consultation papers (Ref. CESR/03~066b & CESR/03~128) on possible Level 2 implementing measures of the future Prospectus Directive Final Report PDF
75.3 KB
CESR publishes today the results of the public consultation on the consultation papers on possible Level 2 implementing measures of the future Prospectus Directive.
09/09/2003 03-286 Results of CESR’s public consultation on the consultation paper (Ref. CESR/03-162) on possible Level 2 implementing measures of the future Prospectus Directive Final Report PDF
86.89 KB
CESR publishes today the results of the public consultation on the consultation paper on possible level 2 implementing measures of the future Prospectus Directive. On 7 February 2003, the European Commission published its
01/10/2003 03-300 CESR submits its final advice on the content and format of Prospectus Final Report PDF
279.74 KB
CESR publishes today its Technical Advice on Level 2 Implementing Measures of the Prospectus Directive (Ref. CESR/03-300). The advice follows a consultation by CESR with industry on the minimum information to be provided in a prospectus; including, a
01/10/2003 03-300 Annex E CESR submits its final advice on the content and format of Prospectus- Annex Final Report PDF
48.81 KB
24/12/2003 03-393 Fourth Meeting of the CESR Market Participants Consultative Panel Final Report PDF
633.33 KB
Public statement on the 4th CESR Market Participants Consultative Panel held on 11th November 2003 in Paris.
08/01/2004 03-399 CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements Final Report PDF
287.36 KB
CESR submits its final (and third) package of advice on the Prospectus Directive to the European Commission. The advice follows a consultation by CESR with market participants on the minimum information to be provided in a prospectus, with special reference to the historical financial information to be included in a prospectus and on the dissemination of advertisements. CESR