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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|31/10/2016||2016/1529 ANNEX||Annex I- Template for the assessment of collective suitability||Guidelines and Technical standards, MiFID - Investor Protection||Reference||XLSX
|10/11/2016||2016/1562||Consultation Paper- Draft RTS on package orders for which there is a liquid market||MiFID - Secondary Markets||Consultation Paper||PDF
|10/11/2016||2016/1562 REPLY FORM||Reply Form for CP on draft RTS on package orders for which there is a liquid market||MiFID - Secondary Markets||Reference||DOCX
|01/02/2016||2016/200||MiFID registers- information about web service||Short Selling, MiFID - Secondary Markets||Reference||PDF
This document sets out the web service for the following registers:
Shares admitted to trading on regulation markets
Multilateral trading facilities
|11/02/2016||2016/210||ToR CDTF||MiFID - Secondary Markets||Reference||PDF
|04/04/2016||2016/221||ToR MDSC||MiFID - Secondary Markets||Reference||PDF
|04/04/2016||2016/225||ToR IPISC||MiFID - Investor Protection||Reference||PDF
|04/04/2016||2016/227||ToR SMSC||MiFID - Secondary Markets||Reference||PDF
|09/02/2016||2016/272||Call for expression of interest- CWG renewal||MiFID - Secondary Markets||Reference||PDF
|09/02/2016||2016/272AF||2016_mdsc_cwg_application_form||MiFID - Secondary Markets||Reference||DOCX
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|08/01/2018||20180103||Overview of MiFID II position management controls||MiFID - Secondary Markets||Reference||XLSX
|29/09/2017||70-145-105||Draft Guidelines on non-significant benchmarks||Benchmarks, Guidelines and Technical standards||Consultation Paper||PDF
|07/09/2017||Delegation agreement - FI/DK||Delegation Agreement between Finanssivalvonta and Finansinspektionen||MiFID - Investor Protection, MiFID - Secondary Markets||Reference||PDF
|16/06/2017||Delegation agreement - SE/DK||Delegation Agreement between Finanstilsynet and Finansinspektionen||MiFID - Investor Protection, MiFID - Secondary Markets||Reference||PDF
|20/12/2019||ESEF 2019||ESMA ESEF Taxonomy 2019||European Single Electronic Format||Reference||ZIP
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|24/05/2019||ESMA||Reply_form_CP_CRR_ITS||MiFID - Secondary Markets||Reference||DOCX
|17/03/2017||ESMA 35-30-473||Call for expressions of interest- Consultative Working Group for ESMA’s IPISC 2017||MiFID - Investor Protection||Reference||PDF
|18/12/2017||ESMA 71-99-671||Briefing note- Preparing for 2020: ESEF field tests and reporting manual||European Single Electronic Format||Reference||PDF
|11/03/2019||ESMA LEI 06/03/2019||EU rules on LEI- presentation||MiFID - Secondary Markets||Reference||PDF