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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|05/10/2016||2016/1436||Consultation Paper on Draft guidelines on MiFID II product governance requirements||MiFID - Investor Protection||Consultation Paper||PDF
|05/10/2016||2016/1437||Consultation Paper on Guidelines on the management body of market operators and data reporting services providers||MiFID - Secondary Markets||Consultation Paper||PDF
|05/10/2016||2016/1437 RF||Reply Form to CP on Guidelines on the management body of market operators and data reporting services providers||MiFID - Secondary Markets||Reference||DOCX
|06/10/2016||2016/1440||Guidelines on the calibration, publication and reporting of trading halts||MiFID - Secondary Markets||Consultation Paper||PDF
|06/10/2016||2016/1440 reply form||Reply form for Guidelines on the calibration, publication and reporting of trading halts||MiFID - Secondary Markets||Reference||DOCX
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF
|31/10/2016||2016/1529 ANNEX||Annex I- Template for the assessment of collective suitability||Guidelines and Technical standards, MiFID - Investor Protection||Reference||XLSX
|10/11/2016||2016/1562||Consultation Paper- Draft RTS on package orders for which there is a liquid market||MiFID - Secondary Markets||Consultation Paper||PDF
|10/11/2016||2016/1562 REPLY FORM||Reply Form for CP on draft RTS on package orders for which there is a liquid market||MiFID - Secondary Markets||Reference||DOCX
|01/02/2016||2016/200||MiFID registers- information about web service||Short Selling, MiFID - Secondary Markets||Reference||PDF
This document sets out the web service for the following registers:
Shares admitted to trading on regulation markets
Multilateral trading facilities
|11/02/2016||2016/210||ToR CDTF||MiFID - Secondary Markets||Reference||PDF
|04/04/2016||2016/220||ToR FISC||Innovation and Products||Reference||PDF
|04/04/2016||2016/221||ToR MDSC||MiFID - Secondary Markets||Reference||PDF
|04/04/2016||2016/225||ToR IPISC||MiFID - Investor Protection||Reference||PDF
|04/04/2016||2016/227||ToR SMSC||MiFID - Secondary Markets||Reference||PDF
|09/02/2016||2016/272||Call for expression of interest- CWG renewal||MiFID - Secondary Markets||Reference||PDF
|09/02/2016||2016/272AF||2016_mdsc_cwg_application_form||MiFID - Secondary Markets||Reference||DOCX
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|02/06/2016||2016/773||Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Consultation Paper||PDF
|02/06/2016||2016/773 RF||Reply form for the Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets||Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||DOCX