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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2013 2013/606 DE Vergütungsgrundsätze und-verfahren (MiFID) , Guidelines & Recommendations PDF
331.96 KB
01/10/2013 2013/606 HU Javadalmazási politikák és gyakorlatok (MiFID) , Guidelines & Recommendations PDF
338.38 KB
01/10/2013 2013/606 EL Κατευθυντήριες γραμμές σχετικά με τις πολιτικές και τις πρακτικές αποδοχών (MiFID) , Guidelines & Recommendations PDF
385.26 KB
01/10/2013 2013/606 FR Politiques et pratiques de rémunération (Directive MIF) , Guidelines & Recommendations PDF
261.06 KB
01/10/2013 2013/606 FI Palkka- ja palkkiopolitiikat ja-käytännöt (MiFID) , Guidelines & Recommendations PDF
247.13 KB
01/10/2013 2013/606 ET Tasustamispoliitika ja-tavad (finantsinstrumentide turgude direktiiv) , Guidelines & Recommendations PDF
236.61 KB
01/10/2013 2013/606 NL Beloningsbeleid en beloningspraktijken (MiFID) , Guidelines & Recommendations PDF
319.71 KB
01/10/2013 2013/606 DA Aflønningspolitik og-praksis (MiFID) , Guidelines & Recommendations PDF
357.25 KB
01/10/2013 2013/606 CS Zásady a postupy v oblasti odměňování (MiFID) , Guidelines & Recommendations PDF
343.56 KB
01/10/2013 2013/606 HR Politike i prakse primitaka (MiFID-a) , Guidelines & Recommendations PDF
247.13 KB
09/07/2013 2013/918 Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID) Consultation Paper PDF
506.86 KB
Executive summary Reasons for publication Article 10b(4) of the Markets in Financial Instruments Directive (MiFID ) requires Member States to make publicly available the information necessary to carry out the assessment of a proposed acquirer of an investment firm. This information must be provided at the time of the initial notification. This information is aimed at ensuring that competent authorities are provided with adequate and proportionate information in order to assess the acquisition. Article 10a of MiFID, as amended by Article 6(4) of the Omnibus Directive , requires ESMA to draft regulatory technical standards (RTS) to establish an exhaustive list of information referred to in Article 10b(4) of MiFID. ESMA is required to submit the draft RTS to the European Commission (Commission) by 1 January 2014.   Contents The proposed RTS set out in this Consultation Paper (CP) are based on the CEBS, CESR and CEIOPS ‘Guidelines for the prudential assessment of acquisitions and increases in holdings in the financial sector required by Directive 2007/44/EC’ (3L3 Guidelines), as well as the report issued by the Commission (in February 2013) to the European Parliament, the Council, the European Economic and Social Committee, and the Committee of Regions on the application of Directive on acquisitions and increase of holdings in the financial sector. Section II explains the background to the proposals; Section III describes the proposals on the exhaustive list of information to be included by proposed acquirers in their notification. Annex I sets out the legislative mandate to develop draft RTS; Annex II sets out the cost-benefit analysis related to the draft RTS; Annex III lists the questions contained in this CP; and Annex IV sets out the full text of the draft RTS. Next steps ESMA will consider the responses it receives to this CP in Q4, and will finalise the draft RTS for submission to the Commission by 1 January 2014 for endorsement.
11/06/2013 2013/606 EN Guidelines on remuneration policies and practices (MiFID) , Guidelines & Recommendations PDF
304.7 KB
28/09/2012 2012/388 SV Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID , Guidelines & Recommendations PDF
346.11 KB
28/09/2012 2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID , Guidelines & Recommendations PDF
359.25 KB
28/09/2012 2012/388 SL Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID , Guidelines & Recommendations PDF
365.04 KB
28/09/2012 2012/388 SK Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) , Guidelines & Recommendations PDF
375.81 KB
28/09/2012 2012/388 RO Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii , Guidelines & Recommendations PDF
362.63 KB
28/09/2012 2012/388 PT Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF , Guidelines & Recommendations PDF
365.51 KB
28/09/2012 2012/388 PL Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem , Guidelines & Recommendations PDF
369.1 KB
28/09/2012 2012/388 MT Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID , Guidelines & Recommendations PDF
362.34 KB