ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2012 | 2012/388 FI | Ohjeet compliance- toimintoa koskevista MiFIDin vaatimuksista tietyiltä osin | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 247.93 KB |
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| 28/09/2012 | 2012/388 LV | Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.06 KB |
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| 28/09/2012 | 2012/388 LT | Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 372.16 KB |
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| 28/09/2012 | 2012/388 MT | Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 362.34 KB |
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| 28/09/2012 | 2012/388 PL | Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 369.1 KB |
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| 28/09/2012 | 2012/388 PT | Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 365.51 KB |
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| 28/09/2012 | 2012/388 RO | Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 362.63 KB |
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| 28/09/2012 | 2012/388 SK | Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 375.81 KB |
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| 28/09/2012 | 2012/388 SL | Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 365.04 KB |
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| 28/09/2012 | 2012/388 ES | Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 359.25 KB |
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| 28/09/2012 | 2012/388 SV | Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 346.11 KB |
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| 17/12/2012 | 2011/188 | Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies | Credit Rating Agencies | Guidelines & Recommendations | PDF 190.32 KB |
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| 17/12/2012 | 2011/188 BG | Сътрудничество, включващо делегиране между ЕОЦКП, компетентните органи и секторните компетентни органи съгласно Регламент (EС) № 513/2011 относно агенциите за кредитен рейтинг | Guidelines and Technical standards | Guidelines & Recommendations | PDF 256.32 KB |
Сътрудничество, включващо делегиране между ЕОЦКП, компетентните органи и секторните компетентни органи съгласно Регламент (EС) № 513/2011 относно агенциите за кредитен рейтинг | |||
| 17/12/2012 | 2011/188 CS | Spolupráce zahrnující přenesení úkolů mezi Evropským orgánem pro cenné papíry a trhy, příslušnými orgány a odvětvovými příslušnými orgány podle nařízení (EU) č. 513/2011 o ratingových agenturách | Guidelines and Technical standards | Guidelines & Recommendations | PDF 205.99 KB |
Spolupráce zahrnující přenesení úkolů mezi Evropským orgánem pro cenné papíry a trhy, příslušnými orgány a odvětvovými příslušnými orgány podle nařízení (EU) č. 513/2011 o ratingových agenturách | |||
| 17/12/2012 | 2011/188 DA | Samarbejde, herunder delegation, mellem ESMA, de kompetente myndigheder og de kompetente sektormyndigheder i henhold til forordning (EU) nr. 513/2011 om kreditvurderingsbureauer | Guidelines and Technical standards | Guidelines & Recommendations | PDF 189.43 KB |
Samarbejde, herunder delegation, mellem ESMA, de kompetente myndigheder og de kompetente sektormyndigheder i henhold til forordning (EU) nr. 513/2011 om kreditvurderingsbureauer | |||
| 17/12/2012 | 2011/188 NL | Samenwerking, met inbegrip van delegatie, tussen de ESMA, de bevoegde autoriteiten en de sectorale bevoegde autoriteiten krachtens Verordening (EU) nr. 513/2011 inzake ratingbureaus | Guidelines and Technical standards | Guidelines & Recommendations | PDF 187.8 KB |
Samenwerking, met inbegrip van delegatie, tussen de ESMA, de bevoegde autoriteiten en de sectorale bevoegde autoriteiten krachtens Verordening (EU) nr. 513/2011 inzake ratingbureaus | |||
| 17/12/2012 | 2011/188 ET | Koostöö ja delegeerimine Euroopa Väärtpaberiturujärelevalve (ESMA), pädevate asutuste ja valdkondlike pädevate asutuste vahel vastavalt määrusele (EÜ) nr 513/2011 reitinguagentuuride kohta | Guidelines and Technical standards | Guidelines & Recommendations | PDF 191.44 KB |
Koostöö ja delegeerimine Euroopa Väärtpaberiturujärelevalve (ESMA), pädevate asutuste ja valdkondlike pädevate asutuste vahel vastavalt määrusele (EÜ) nr 513/2011 reitinguagentuuride kohta | |||
| 17/12/2012 | 2011/188 FI | Yhteistyö, joka kattaa EAMV:n, toimivaltaisten viranomaisten ja alakohtaisten toimivaltaisten viranomaisten väliset siirrot luottoluokituslaitoksista annetun asetuksen (EU) No 513/2011 mukaisesti | Guidelines and Technical standards | Guidelines & Recommendations | PDF 176.19 KB |
Yhteistyö, joka kattaa EAMV:n, toimivaltaisten viranomaisten ja alakohtaisten toimivaltaisten viranomaisten väliset siirrot luottoluokituslaitoksista annetun asetuksen (EU) No 513/2011 mukaisesti | |||
| 17/12/2012 | 2011/188 FR | Coopération, y compris délégation entre l’AEMF, les autorités compétentes et les autorités compétentes sectorielles, conformément au règlement (UE) n° 513/2011 sur les agences de notation de crédit | Guidelines and Technical standards | Guidelines & Recommendations | PDF 202.62 KB |
Coopération, y compris délégation entre l’AEMF, les autorités compétentes et les autorités compétentes sectorielles, conformément au règlement (UE) n° 513/2011 sur les agences de notation de crédit | |||
| 17/12/2012 | 2011/188 DE | Leitlinien und Empfehlungen zur Zusammenarbeit einschließlich Delegation zwischen der ESMA, den zuständigen Behörden und den sektoralen zuständigen Behörden gemäß Verordnung (EU) Nr. 513/2011 über Ratingagenturen | Guidelines and Technical standards | Guidelines & Recommendations | PDF 74.64 KB |
Leitlinien und Empfehlungen zur Zusammenarbeit einschließlich Delegation zwischen der ESMA, den zuständigen Behörden und den sektoralen zuständigen Behörden gemäß Verordnung (EU) Nr. 513/2011 über Ratingagenturen |