ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2012 | 2012/388 SK | Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 375.81 KB |
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| 28/09/2012 | 2012/388 RO | Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 362.63 KB |
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| 28/09/2012 | 2012/388 PT | Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 365.51 KB |
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| 28/09/2012 | 2012/388 PL | Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 369.1 KB |
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| 28/09/2012 | 2012/388 MT | Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 362.34 KB |
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| 28/09/2012 | 2012/388 LT | Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 372.16 KB |
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| 28/09/2012 | 2012/388 LV | Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.06 KB |
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| 28/09/2012 | 2012/388 FI | Ohjeet compliance- toimintoa koskevista MiFIDin vaatimuksista tietyiltä osin | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 247.93 KB |
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| 28/09/2012 | 2012/388 IT | Orientamenti- su alcuni aspetti dei requisiti della funzione di controllo della conformità di cui alla MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 356.35 KB |
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| 28/09/2012 | 2012/388 HU | Iránymutatások a megfelelési funkcióra vonatkozó MiFID-követelmények bizonyos szempontjairól | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 362.16 KB |
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| 28/09/2012 | 2012/388 EL | Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων της λειτουργίας συμμόρφωσης που προβλέπονται στη MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 408 KB |
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| 28/09/2012 | 2012/388 DE | Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Compliance-Funktion | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 361.42 KB |
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| 28/09/2012 | 2012/388 FR | Orientations concernant certains aspects de la directive MIF relatifs aux exigences de la fonction de vérification de la conformité | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 367.34 KB |
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| 28/09/2012 | 2012/388 ET | Suunised finantsinstrumentide turgude direktiivis (MiFID) sätestatud vastavuskontrolli funktsiooni käsitlevate nõuete teatud aspektide kohta | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 313.13 KB |
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| 28/09/2012 | 2012/388 NL | Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.72 KB |
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| 28/09/2012 | 2012/388 DA | Retningslinjer for visse aspekter af kravene til compliancefunktionen ifølge MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 352.31 KB |
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| 28/09/2012 | 2012/388 CZ | Obecné pokyny k určitým aspektům požadavků směrnice MiFID na funkci compliance | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 373.72 KB |
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| 28/09/2012 | 2012/388 BG | Насоки относно определени аспекти на изискванията на MiFID за годност | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 342.03 KB |
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| 17/09/2012 | 2012/582 | ESMA consults on market maker and primary dealer exemption for short selling | Short Selling, Press Releases | Press Release | PDF 113.92 KB |
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| 17/09/2012 | 2012/580 | Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps | Short Selling | Consultation Paper | PDF 307.31 KB |